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QMNV

FT Vest Nasdaq-100 Moderate Buffer ETF - November

Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
1
Cetera Investment Advisers
Illinois
$1.43M +$128K +5,844 +10%
Raymond James Financial
2
Raymond James Financial
Florida
$1.22M -$759K -34,719 -39%
Citadel Advisors
3
Citadel Advisors
Florida
$1.06M +$118K +5,390 +13%
SP
4
Sequent Planning
Nebraska
$931K +$192K +8,803 +27%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$868K -$89.9K -4,115 -10%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$716K -$236K -10,786 -25%
OMC
7
Old Mission Capital
Illinois
$665K -$239K -10,949 -27%
HighTower Advisors
8
HighTower Advisors
Illinois
$632K -$87.2K -3,992 -12%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$593K +$1.31K +60 +0.2%
SS
10
Sunbelt Securities
Texas
$468K +$411K +18,833 +867%
DI
11
Diligent Investors
California
$444K
Mariner
12
Mariner
Kansas
$431K +$39.3K +1,800 +10%
MML Investors Services
13
MML Investors Services
Massachusetts
$309K -$10.5K -480 -3%
Osaic Holdings
14
Osaic Holdings
Arizona
$301K -$43.7K -2,000 -13%
FIA
15
Foundations Investment Advisors
Arizona
$287K
GFG
16
Grantvest Financial Group
New Jersey
$261K +$256K +11,695 New
JP Morgan Chase
17
JP Morgan Chase
New York
$148K +$145K +6,647 New
Carson Wealth (CWM LLC)
18
Carson Wealth (CWM LLC)
Nebraska
$57K
NS
19
NBC Securities
Alabama
$55.5K
CFD
20
Creative Financial Designs
Indiana
$33.6K
YDMI
21
Y.D. More Investments
Israel
$33.2K -$32.9K -1,504 -50%
HI
22
Harbour Investments
Wisconsin
$32.8K
UBS Group
23
UBS Group
Switzerland
$30K +$1.7K +78 +6%
IA
24
IFP Advisors
Florida
$27.9K -$22.9K -1,050 -46%
CAL
25
Capital Analysts LLC
Pennsylvania
$22K