LPL Financial’s FT Vest Nasdaq-100 Moderate Buffer ETF - November QMNV Stock Holding History

LPL Financial’s Portfolio QMNV Stock Details QMNV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$6.2M	Sell	239,840 -4,081	-2%	-$103K	﹤0.01%	2626
2026 Q2	$6.12M	Buy	243,921 +151,132	+163%	+$3.71M	﹤0.01%	2604
2026 Q1	$2.11M	Buy	92,789 +5,329	+6%	+$124K	﹤0.01%	3460
2025 Q4	$2.04M	Buy	+87,460	New	+$2M	﹤0.01%	3399

Other funds holding QMNV

Cetera Investment Advisers Schaumburg, Illinois $115B AUM 18.52% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $106B AUM 21.33% 1-Year Est. Return

Diligent Investors Redlands, California $455M AUM 20.89% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $375B AUM 21.05% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $35.1B AUM 20.13% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $45.2B AUM 20.72% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $83.6B AUM 19.78% 1-Year Est. Return

Holistic Planning Nacogdoches, Texas $718M AUM 13.66% 1-Year Est. Return

Private Advisor Group Morristown, New Jersey $29.9B AUM 19.22% 1-Year Est. Return

LPL Financial's QMNV Position: Q3 2026 in Review

LPL Financial reduced its FT Vest Nasdaq-100 Moderate Buffer ETF - November (QMNV) stake by 1.7% in Q3 2026, selling an estimated $103K and leaving 239,840 shares worth $6.2M. The position accounts for ﹤0.01% of the portfolio, ranked #2626.

LPL Financial first reported a position in QMNV in Q4 2025 and has held it in 4 quarters since. 29 funds tracked by Wall St. Rank hold QMNV as of Q3 2026.

LPL Financial held 239,840 shares of FT Vest Nasdaq-100 Moderate Buffer ETF - November worth $6.2M as of Q3 2026.
LPL Financial sold 4,081 FT Vest Nasdaq-100 Moderate Buffer ETF - November shares in Q3 2026, an estimated $103K.
FT Vest Nasdaq-100 Moderate Buffer ETF - November made up ﹤0.01% of LPL Financial's portfolio in Q3 2026, its #2626 holding.
LPL Financial first reported a position in FT Vest Nasdaq-100 Moderate Buffer ETF - November in Q4 2025 and has held it in 4 quarters since.
29 funds tracked by Wall St. Rank held FT Vest Nasdaq-100 Moderate Buffer ETF - November as of Q3 2026.

Based on LPL Financial's 13F filing for Q3 2026, filed 6 Nov 2026.