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Innovator US Equity Power Buffer ETF September
PSEP

153 hedge funds and large institutions have $492M invested in Innovator US Equity Power Buffer ETF September in 2023 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 38 increasing their positions, 61 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% more capital invested

Capital invested by funds: $426M → $492M (+$66M)

4.75% more ownership

Funds ownership: 72.51% → 77.26% (+4.8%)

8% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 12

0% more funds holding in top 10

Funds holding in top 10: 9 → 9 (0)

1% less funds holding

Funds holding: 154 → 153 (-1)

38% less repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 61

Holders
153
Holders Change
-1
Holders Change %
-0.65%
% of All Funds
2.44%
Holding in Top 10
9
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.14%
New
13
Increased
38
Reduced
61
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TW
Transform Wealth
Colorado
+$26.3M
2
LJAC
L.J. Altfest & Co
New York
+$17.3M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$15M
4
Osaic Holdings
Osaic Holdings
Arizona
+$6.99M
5
AI
Atria Investments
North Carolina
+$6.9M

Top Sellers

1
SFG
Steward Financial Group
Texas
-$9.57M
2
MCM
MAI Capital Management
Ohio
-$2.21M
3
RFG
Range Financial Group
Oregon
-$2.04M
4
WIA
World Investment Advisors
California
-$1.83M
5
SS
Sunbelt Securities
Texas
-$1.81M
Name Holding Trade Value Shares
Change 		Change in
Stake
TFS
101
Thoroughbred Financial Services
Tennessee
$385K +$378K +12,550 New
BFA
102
Beacon Financial Advisory
Ohio
$376K – – –
LPL Financial
103
LPL Financial
California
$364K +$17.5K +582 +5%
VA
104
Valmark Advisers
Ohio
$357K – – –
Cerity Partners
105
Cerity Partners
New York
$357K -$15.1K -500 -4%
SWM
106
Spire Wealth Management
Virginia
$354K -$5K -166 -1%
CFS
107
CRA Financial Services
New Jersey
$353K +$139K +4,603 +67%
AIA
108
Alera Investment Advisors
Illinois
$352K -$17.6K -584 -5%
CNWM
109
Clay Northam Wealth Management
California
$348K – – –
WA
110
Wealth Alliance
New York
$333K – – –
CWS
111
Cypress Wealth Services
California
$329K – – –
OCM
112
Orion Capital Management
California
$327K – – –
BWM
113
BCGM Wealth Management
Indiana
$316K -$3.92K -130 -1%
SVWAG
114
Sound View Wealth Advisors Group
Georgia
$316K +$38.2K +1,270 +14%
BFC
115
Bedel Financial Consulting
Indiana
$286K – – –
BRWA
116
B. Riley Wealth Advisors
Florida
$283K +$59.8K +1,987 +27%
PCA
117
Prosperity Capital Advisors
Ohio
$277K – – –
RIS
118
Retirement Income Solutions
Michigan
$271K – – –
SPIA
119
Steward Partners Investment Advisory
New York
$264K – – –
EP
120
Eudaimonia Partners
Tennessee
$246K – – –
HI
121
Harbour Investments
Wisconsin
$243K +$22.4K +745 +10%
WP
122
WealthPLAN Partners
Nebraska
$239K +$9.64K +320 +4%
IFG
123
Independent Financial Group
California
$233K – – –
MSFS
124
Main Street Financial Solutions
Pennsylvania
$218K – – –
NF
125
Nikulski Financial
Iowa
$216K – – –
3 4
5
6 7

PSEP Hedge Fund Activity: Q1 2023 in Review

153 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Power Buffer ETF September (PSEP) for Q1 2023, worth a combined $492M — up 15% from $426M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new PSEP positions and 12 closed out — a net gain of 1 holder — while 38 added to existing stakes and 61 trimmed.

The largest buyer was Transform Wealth, adding an estimated $26.3M. The largest seller was Steward Financial Group, cutting an estimated $9.57M.

  • 153 institutional investors held Innovator US Equity Power Buffer ETF September (PSEP) as of Q1 2023, down from 154 in Q4 2022.
  • Funds reported $492M of Innovator US Equity Power Buffer ETF September stock for Q1 2023, up 15% quarter-over-quarter.
  • 13 funds opened new Innovator US Equity Power Buffer ETF September positions in Q1 2023 and 12 closed out, a net change of +1 holder.
  • The largest Innovator US Equity Power Buffer ETF September buyer in Q1 2023 was Transform Wealth, an estimated $26.3M added.
  • The largest Innovator US Equity Power Buffer ETF September seller in Q1 2023 was Steward Financial Group, an estimated $9.57M sold.

Based on aggregated 13F filings for Q1 2023.