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Innovator US Equity Power Buffer ETF September
PSEP

99 hedge funds and large institutions have $165M invested in Innovator US Equity Power Buffer ETF September in 2021 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 28 increasing their positions, 26 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

271% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 7

22% more funds holding

Funds holding: 81 → 99 (+18)

8% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 26

0.89% less ownership

Funds ownership: 60.81% → 59.92% (-0.89%)

1% less capital invested

Capital invested by funds: $167M → $165M (-$1.96M)

100% less funds holding in top 10

Funds holding in top 10: 3 → 0 (-3)

Holders
99
Holders Change
+18
Holders Change %
+22.22%
% of All Funds
1.52%
Holding in Top 10
–
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-100%
% of All Funds
–
New
26
Increased
28
Reduced
26
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Osaic Holdings
Osaic Holdings
Arizona
+$2.78M
2
SS
Sunbelt Securities
Texas
+$2.65M
3
MCM
MAI Capital Management
Ohio
+$2.27M
4
AA
Advisory Alpha
Michigan
+$2.04M
5
DI
Diligent Investors
California
+$1.37M

Top Sellers

1
PCS
Personal CFO Solutions
New Jersey
-$23M
2
ST
Sageworth Trust
Pennsylvania
-$5.1M
3
BCM
Brookstone Capital Management
Illinois
-$2.11M
4
Jane Street
Jane Street
New York
-$735K
5
HighTower Advisors
HighTower Advisors
Illinois
-$671K
Name Holding Trade Value Shares
Change 		Change in
Stake
KF
51
Krilogy Financial
Missouri
$580K – – –
MA
52
MAS Advisors
Florida
$573K +$564K +18,830 New
RTS
53
Round Table Services
New Jersey
$558K – – –
Citadel Advisors
54
Citadel Advisors
Florida
$558K +$117K +3,904 +27%
AIA
55
Alera Investment Advisors
Illinois
$554K -$2.58K -86 -0.5%
S
56
SignatureFD
Georgia
$512K – – –
CCM
57
Coldstream Capital Management
Washington
$466K +$459K +15,323 New
FFG
58
Frisch Financial Group
New York
$444K – – –
NFG
59
Nations Financial Group
Iowa
$437K -$28.1K -940 -6%
CFA
60
Carroll Financial Associates
North Carolina
$435K – – –
Susquehanna International Group
61
Susquehanna International Group
Pennsylvania
$427K +$421K +14,049 New
AAP
62
Arax Advisory Partners
Colorado
$422K – – –
VA
63
Valmark Advisers
Ohio
$390K – – –
TW
64
Transform Wealth
Colorado
$375K -$83.3K -2,782 -18%
5L
65
55I LLC
Massachusetts
$370K +$8.92K +298 +3%
RIS
66
Retirement Income Solutions
Michigan
$366K +$360K +12,031 New
NFG
67
Next Financial Group
Texas
$299K +$184K +6,130 +164%
Wolverine Trading
68
Wolverine Trading
Illinois
$293K +$288K +9,620 New
WCG
69
Weaver Consulting Group
California
$269K – – –
BFC
70
Bedel Financial Consulting
Indiana
$266K +$49.7K +1,659 +23%
SPWM
71
Straight Path Wealth Management
Michigan
$266K +$262K +8,757 New
FCFC
72
First Commonwealth Financial Corp
Pennsylvania
$257K – – –
SSW
73
Smith Shellnut Wilson
Mississippi
$255K – – –
BFA
74
Beacon Financial Advisory
Ohio
$255K +$252K +8,403 New
MML Investors Services
75
MML Investors Services
Massachusetts
$242K -$13.5K -450 -5%
1 2
3
4 5

PSEP Hedge Fund Activity: Q4 2021 in Review

99 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Power Buffer ETF September (PSEP) for Q4 2021, worth a combined $165M — down 1.2% from $167M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new PSEP positions and 7 closed out — a net gain of 19 holders — while 28 added to existing stakes and 26 trimmed.

The largest buyer was Osaic Holdings, adding an estimated $2.78M. The largest seller was Personal CFO Solutions, exiting entirely with an estimated $23M sold.

  • 99 institutional investors held Innovator US Equity Power Buffer ETF September (PSEP) as of Q4 2021, up from 81 in Q3 2021.
  • Funds reported $165M of Innovator US Equity Power Buffer ETF September stock for Q4 2021, down 1.2% quarter-over-quarter.
  • 26 funds opened new Innovator US Equity Power Buffer ETF September positions in Q4 2021 and 7 closed out, a net change of +19 holders.
  • The largest Innovator US Equity Power Buffer ETF September buyer in Q4 2021 was Osaic Holdings, an estimated $2.78M added.
  • The largest Innovator US Equity Power Buffer ETF September seller in Q4 2021 was Personal CFO Solutions, an estimated $23M sold.

Based on aggregated 13F filings for Q4 2021.