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Innovator US Equity Power Buffer ETF September
PSEP

76 hedge funds and large institutions have $198M invested in Innovator US Equity Power Buffer ETF September in 2020 Q4 according to their latest regulatory filings, with 32 funds opening new positions, 24 increasing their positions, 10 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

433% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 6

140% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 10

51% more capital invested

Capital invested by funds: $131M → $198M (+$66.9M)

49% more funds holding

Funds holding: 51 → 76 (+25)

40% more funds holding in top 10

Funds holding in top 10: 5 → 7 (+2)

6.89% less ownership

Funds ownership: 69.15% → 62.26% (-6.9%)

Holders
76
Holders Change
+25
Holders Change %
+49.02%
% of All Funds
1.34%
Holding in Top 10
7
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+40%
% of All Funds
0.12%
New
32
Increased
24
Reduced
10
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$15.4M
2
OWA
Outlook Wealth Advisors
Texas
+$12.1M
3
ACM
Avalon Capital Management
California
+$9.52M
4
ST
Sageworth Trust
Pennsylvania
+$7.09M
5
HighTower Advisors
HighTower Advisors
Illinois
+$7.06M

Top Sellers

Rank Fund Capital Flow
1
TW
Transform Wealth
Colorado
-$23.6M
2
PCS
Personal CFO Solutions
New Jersey
-$16.1M
3
Citadel Advisors
Citadel Advisors
Florida
-$2.16M
4
SHWM
Silicon Hills Wealth Management
Texas
-$1.32M
5
SAG
Spotlight Asset Group
Illinois
-$796K
Name Holding Trade Value Shares
Change 		Change in
Stake
BWM
51
BCGM Wealth Management
Indiana
$290K +$278K +10,226 New
Wolverine Trading
52
Wolverine Trading
Illinois
$266K -$32.6K -1,199 -11%
CA
53
Corrado Advisors
New Jersey
$266K – – –
SHIM
54
Stone House Investment Management
Pennsylvania
$262K +$255K +9,389 New
SSWM
55
Smith Salley Wealth Management
North Carolina
$250K +$243K +8,954 New
HAS
56
HBW Advisory Services
California
$240K – – –
RIA
57
Regal Investment Advisors
Michigan
$215K +$209K +7,708 New
SIA
58
Soltis Investment Advisors
Utah
$212K +$206K +7,576 New
SPC
59
Sigma Planning Corp
Michigan
$200K +$195K +7,178 New
OMC
60
Old Mission Capital
Illinois
$200K +$195K +7,183 New
BFC
61
Bedel Financial Consulting
Indiana
$154K +$86.6K +3,190 +137%
KCM
62
Kathmere Capital Management
Pennsylvania
$117K – – –
Morgan Stanley
63
Morgan Stanley
New York
$102K +$99K +3,647 New
NFG
64
Next Financial Group
Texas
$71K +$3.83K +141 +6%
VFA
65
Valeo Financial Advisors
Indiana
$57K – – –
ASN
66
Advisory Services Network
Georgia
$52K – – –
LFG
67
Larson Financial Group
Missouri
$49K – – –
UBS Group
68
UBS Group
Switzerland
$43K +$41.9K +1,545 New
Royal Bank of Canada
69
Royal Bank of Canada
Ontario, Canada
$41K +$39.5K +1,455 New
PFGIA
70
Patriot Financial Group Insurance Agency
Massachusetts
$32K – – –
SWA
71
Sutton Wealth Advisors
Florida
$21.2K +$20.6K +760 New
SIC
72
Salem Investment Counselors
North Carolina
$21K +$20.2K +745 New
Wells Fargo
73
Wells Fargo
California
$15K +$14.5K +534 New
AWA
74
Arkadios Wealth Advisors
Georgia
$13K +$13.6K +500 New
SFP
75
Sterling Financial Planning
New Jersey
$6K +$5.49K +202 New
1 2
3
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PSEP Hedge Fund Activity: Q4 2020 in Review

76 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Power Buffer ETF September (PSEP) for Q4 2020, worth a combined $198M — up 51% from $131M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new PSEP positions and 6 closed out — a net gain of 26 holders — while 24 added to existing stakes and 10 trimmed.

The largest buyer was Janney Montgomery Scott, adding an estimated $15.4M. The largest seller was Transform Wealth, exiting entirely with an estimated $23.6M sold.

  • 76 institutional investors held Innovator US Equity Power Buffer ETF September (PSEP) as of Q4 2020, up from 51 in Q3 2020.
  • Funds reported $198M of Innovator US Equity Power Buffer ETF September stock for Q4 2020, up 51% quarter-over-quarter.
  • 32 funds opened new Innovator US Equity Power Buffer ETF September positions in Q4 2020 and 6 closed out, a net change of +26 holders.
  • The largest Innovator US Equity Power Buffer ETF September buyer in Q4 2020 was Janney Montgomery Scott, an estimated $15.4M added.
  • The largest Innovator US Equity Power Buffer ETF September seller in Q4 2020 was Transform Wealth, an estimated $23.6M sold.

Based on aggregated 13F filings for Q4 2020.