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Innovator US Equity Power Buffer ETF October
POCT

38 hedge funds and large institutions have $146M invested in Innovator US Equity Power Buffer ETF October in 2019 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 16 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 4

129% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 7

27% more capital invested

Capital invested by funds: $115M → $146M (+$31M)

23% more funds holding

Funds holding: 31 → 38 (+7)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

4.27% less ownership

Funds ownership: 59.74% → 55.47% (-4.3%)

Holders
38
Holders Change
+7
Holders Change %
+22.58%
% of All Funds
0.83%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
11
Increased
16
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LJAC
L.J. Altfest & Co
New York
+$9.13M
2
PI
Parkside Investments
Illinois
+$7.73M
3
RTS
Round Table Services
New Jersey
+$7.63M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$5.85M
5
MML Investors Services
MML Investors Services
Massachusetts
+$1.36M

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
-$6.21M
2
Jane Street
Jane Street
New York
-$1.14M
3
SG Americas Securities
SG Americas Securities
New York
-$626K
4
BCM
Beck Capital Management
Texas
-$558K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$554K
Name Holding Trade Value Shares
Change 		Change in
Stake
BRWM
26
B. Riley Wealth Management
Tennessee
$439K +$5.01K +200 +1%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$395K +$246K +9,810 +162%
IA
28
IFP Advisors
Florida
$347K +$350K +13,967 New
CA
29
Cetera Advisors
Colorado
$266K +$267K +10,651 New
Jane Street
30
Jane Street
New York
$237K -$1.14M -45,588 -83%
ACM
31
Avalon Capital Management
California
$232K +$234K +9,326 New
NFG
32
Next Financial Group
Texas
$212K +$50.1K +2,000 +31%
IFS
33
Ifrah Financial Services
Arkansas
$206K +$208K +8,292 New
RIA
34
Realta Investment Advisors
Delaware
$88K +$89.2K +3,562 New
JP Morgan Chase
35
JP Morgan Chase
New York
$47K +$47.1K +1,880 New
UBS Group
36
UBS Group
Switzerland
$46K +$46K +1,838 New
GEA
37
Glen Eagle Advisors
New Jersey
$27.4K – – –
GWM
38
Geneos Wealth Management
Colorado
$10K – – –
Citadel Advisors
39
Citadel Advisors
Florida
– -$6.21M -248,223 Closed
SG Americas Securities
40
SG Americas Securities
New York
– -$626K -25,000 Closed
Susquehanna International Group
41
Susquehanna International Group
Pennsylvania
– -$554K -22,117 Closed
CWG
42
Cornerstone Wealth Group
North Carolina
– -$271K -10,838 Closed
1
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POCT Hedge Fund Activity: Q3 2019 in Review

38 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Power Buffer ETF October (POCT) for Q3 2019, worth a combined $146M — up 27% from $115M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new POCT positions and 4 closed out — a net gain of 7 holders — while 16 added to existing stakes and 7 trimmed.

The largest buyer was L.J. Altfest & Co, adding an estimated $9.13M. The largest seller was Citadel Advisors, exiting entirely with an estimated $6.21M sold.

  • 38 institutional investors held Innovator US Equity Power Buffer ETF October (POCT) as of Q3 2019, up from 31 in Q2 2019.
  • Funds reported $146M of Innovator US Equity Power Buffer ETF October stock for Q3 2019, up 27% quarter-over-quarter.
  • 11 funds opened new Innovator US Equity Power Buffer ETF October positions in Q3 2019 and 4 closed out, a net change of +7 holders.
  • The largest Innovator US Equity Power Buffer ETF October buyer in Q3 2019 was L.J. Altfest & Co, an estimated $9.13M added.
  • The largest Innovator US Equity Power Buffer ETF October seller in Q3 2019 was Citadel Advisors, an estimated $6.21M sold.

Based on aggregated 13F filings for Q3 2019.