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PNNT

Pennant Park Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
First Manhattan
101
First Manhattan
New York
$19K
AssetMark Inc
102
AssetMark Inc
California
$16K +$18.5K +2,408 New
GXMC
103
Global X Management Company
New York
$16K +$19.5K +2,539 New
HR
104
Howe & Rusling
New York
$13K
WRM
105
Westport Resources Management
Connecticut
$10K -$4.04K -525 -25%
JC
106
JBF Capital
Colorado
$9K
PSC
107
Prentiss Smith & Co
Vermont
$8K
HCM
108
Highlander Capital Management
New Jersey
$8K +$9.61K +1,250 New
KA
109
Klingman & Associates
New York
$8K +$10.2K +1,325 New
WEC
110
Winslow Evans & Crocker
Massachusetts
$6.47K
Fifth Third Bancorp
111
Fifth Third Bancorp
Ohio
$6K
OSNBOA
112
Old Second National Bank of Aurora
Illinois
$6K
VIA
113
Vantage Investment Advisors
Pennsylvania
$6K
TRCT
114
Tower Research Capital (TRC)
New York
$5K +$4.06K +528 +199%
WAS
115
Winch Advisory Services
Wisconsin
$4K +$131 +17 +3%
MFS
116
MSI Financial Services
Massachusetts
$4K +$2.28K +297 +99%
DSC
117
Duncker Streett & Co
Missouri
$3K
RIA
118
Regal Investment Advisors
Michigan
$3K
Northwestern Mutual Wealth Management
119
Northwestern Mutual Wealth Management
Wisconsin
$3K +$3.93K +511 New
IF
120
Ironwood Financial
Arizona
$2K +$2.31K +300 New
WCM
121
Windsor Capital Management
Arizona
$2K +$3.08K +400 New
FNBT
122
FineMark National Bank & Trust
Florida
$1K +$808 +105 New
Creative Planning
123
Creative Planning
Kansas
$1K +$1.15K +150 New
RFA
124
Reilly Financial Advisors
California
$1K +$1.54K +200 New
CHA
125
Cedar Hill Associates
Illinois
-$6.62M -753,926 Closed