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PNNT

Pennant Park Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
101
Creative Planning
Kansas
$64K +$43.5K +3,781 +184%
Ameriprise
102
Ameriprise
Minnesota
$53K
Bessemer Group
103
Bessemer Group
New Jersey
$44K
TRCT
104
Tower Research Capital (TRC)
New York
$42K +$43.3K +3,769 +3,167%
PG
105
PEAK6 Group
Illinois
$39K +$18.8K +1,634 +84%
FMT
106
First Mercantile Trust
Tennessee
$39K +$41.4K +3,596 New
First Manhattan
107
First Manhattan
New York
$32K
WEC
108
Winslow Evans & Crocker
Massachusetts
$27.3K +$11.5K +1,000 +67%
BPBT
109
Boston Private Bank & Trust
Massachusetts
$27K
FANJ
110
Financial Architects (New Jersey)
New Jersey
$27K
CTC
111
Central Trust Company
Missouri
$22K
HR
112
Howe & Rusling
New York
$22K
PSC
113
Prentiss Smith & Co
Vermont
$14K
HCM
114
Highlander Capital Management
New Jersey
$13.6K
BRWM
115
B. Riley Wealth Management
Tennessee
$12K -$11.5K -1,000 -47%
BF
116
BOK Financial
Oklahoma
$12K
Fifth Third Bancorp
117
Fifth Third Bancorp
Ohio
$11K
OSNBOA
118
Old Second National Bank of Aurora
Illinois
$11K
VIA
119
Vantage Investment Advisors
Pennsylvania
$11K
Barclays
120
Barclays
United Kingdom
$9K -$200K -17,410 -95%
GGPS
121
Gary Goldberg Planning Services
New York
$5K
WAS
122
Winch Advisory Services
Wisconsin
$5K
DSC
123
Duncker Streett & Co
Missouri
$5K +$5.47K +476 New
WA
124
WFG Advisors
Texas
$3K
NFG
125
Next Financial Group
Texas
$1K +$1.15K +100 New