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PNNT

Pennant Park Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
26
Wells Fargo
California
$1.42M -$153K -19,845 -8%
Janney Montgomery Scott
27
Janney Montgomery Scott
Pennsylvania
$1.3M -$175K -22,738 -10%
FM
28
Family Management
New York
$1.08M -$36.5K -4,750 -3%
NCCM
29
Nine Chapters Capital Management
New Jersey
$1.04M +$277K +36,000 +29%
HighTower Advisors
30
HighTower Advisors
Illinois
$981K +$93.4K +12,148 +9%
Citigroup
31
Citigroup
New York
$917K -$53K -6,889 -5%
UBS AM
32
UBS AM
Illinois
$889K -$19K -2,471 -2%
AWS
33
Aris Wealth Services
Pennsylvania
$791K +$62.7K +8,148 +7%
RVPG
34
Relative Value Partners Group
$716K +$297K +38,673 +54%
TFCM
35
Taylor Frigon Capital Management
Arizona
$673K +$315K +40,968 +67%
Legal & General Group
36
Legal & General Group
United Kingdom
$627K +$99.5K +12,938 +15%
Goldman Sachs
37
Goldman Sachs
New York
$616K +$931 +121 +0.1%
SCM
38
Signia Capital Management
Washington
$600K -$93.6K -12,170 -12%
CA
39
Corrado Advisors
New Jersey
$547K +$203K +26,395 +45%
MNA
40
Manning & Napier Advisors
New York
$535K +$25.7K +3,340 +4%
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$471K -$3.13K -407 -0.6%
EVM
42
Eaton Vance Management
Massachusetts
$471K
EWM
43
Edge Wealth Management
New York
$456K +$237K +30,800 +76%
HSBC Holdings
44
HSBC Holdings
United Kingdom
$453K +$538K +70,000 New
DCM
45
Dialectic Capital Management
Connecticut
$450K -$252K -32,760 -32%
DC
46
Deere & Company
Illinois
$449K
NSEDCP
47
NJ State Employees Deferred Compensation Plan
New Jersey
$432K
FCI
48
Financial Counselors Inc
Kansas
$406K +$215K +28,000 +80%
MCM
49
McKinley Capital Management
Alaska
$399K -$136K -17,634 -22%
HB
50
Homrich & Berg
Georgia
$396K +$14.6K +1,897 +3%