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PNNT

Pennant Park Investment Corp
PNNT

87 hedge funds and large institutions have $135M invested in Pennant Park Investment Corp in 2021 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 31 increasing their positions, 30 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

498% more call options, than puts

Call options by funds: $1.05M | Put options by funds: $176K

3% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 30

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

1.81% less ownership

Funds ownership: 32.9% → 31.09% (-1.8%)

4% less funds holding

Funds holding: 91 → 87 (-4)

8% less capital invested

Capital invested by funds: $147M → $135M (-$12M)

31% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 13

Holders
87
Holders Change
-4
Holders Change %
-4.4%
% of All Funds
1.52%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
9
Increased
31
Reduced
30
Closed
13
Calls
$1.05M
Puts
$176K
Net Calls
+$877K
Net Calls Change
+$268K

Top Buyers

Rank Fund Capital Flow
1
AM
Ares Management
California
+$5.12M
2
Marshall Wace
Marshall Wace
United Kingdom
+$3.02M
3
CCM
Callodine Capital Management
Massachusetts
+$1.81M
4
RVPG
Relative Value Partners Group
+$1.35M
5
CC
Claybrook Capital
Massachusetts
+$882K

Top Sellers

Rank Fund Capital Flow
1
ACH
ArrowMark Colorado Holdings
Colorado
-$12M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$4.93M
3
Two Sigma Investments
Two Sigma Investments
New York
-$1.18M
4
PPA
Parametric Portfolio Associates
Washington
-$1.03M
5
Two Sigma Advisers
Two Sigma Advisers
New York
-$969K
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
51
Bank of America
North Carolina
$178K -$1.98K -301 -1%
CG
52
Colony Group
Massachusetts
$167K +$169K +25,764 New
KA
53
Kovack Advisors
Florida
$164K +$11.8K +1,800 +8%
Canada Life
54
Canada Life
Manitoba, Canada
$164K +$21.3K +3,245 +15%
IAIM
55
International Assets Investment Management
Florida
$146K -$32.2K -4,900 -18%
EWM
56
Edge Wealth Management
New York
$130K – – –
MIC
57
Meridian Investment Counsel
California
$127K -$3.28K -500 -3%
CAM
58
Cubic Asset Management
Massachusetts
$126K – – –
RJFSA
59
Raymond James Financial Services Advisors
Florida
$124K -$220K -33,461 -64%
QC
60
Quadrature Capital
United Kingdom
$124K +$25.1K +3,820 +25%
Baird Financial Group
61
Baird Financial Group
Wisconsin
$112K +$2.79K +425 +3%
EFS
62
Essex Financial Services
Connecticut
$95K – – –
JF
63
Jump Financial
Illinois
$87K +$87.9K +13,390 New
APWA
64
Atlas Private Wealth Advisors
New Jersey
$84K -$6.57K -1,000 -7%
Cerity Partners
65
Cerity Partners
New York
$82K – – –
WAM
66
Wolverine Asset Management
Illinois
$76K +$58.1K +8,847 +295%
TCM
67
Traynor Capital Management
Pennsylvania
$73K -$31.5K -4,800 -30%
Royal Bank of Canada
68
Royal Bank of Canada
Ontario, Canada
$70K +$3.94K +600 +6%
ECM
69
ExodusPoint Capital Management
New York
$69K -$12.5K -1,900 -15%
Victory Capital Management
70
Victory Capital Management
Texas
$65K -$3.33K -507 -5%
GC
71
Guggenheim Capital
Illinois
$65K -$683 -104 -1%
Northwestern Mutual Wealth Management
72
Northwestern Mutual Wealth Management
Wisconsin
$47K -$16.2K -2,465 -25%
FIA
73
FNY Investment Advisers
New York
$32K +$32.8K +5,000 New
Bessemer Group
74
Bessemer Group
New Jersey
$29K – – –
JP Morgan Chase
75
JP Morgan Chase
New York
$27K -$180K -27,333 -87%
1 2
3
4

PNNT Hedge Fund Activity: Q3 2021 in Review

87 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Pennant Park Investment Corp (PNNT) for Q3 2021, worth a combined $135M — down 8.1% from $147M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of PNNT and 9 opened new positions — a net loss of 4 holders — while 30 trimmed existing stakes and 31 added.

The largest buyer was Ares Management, adding an estimated $5.12M. The largest seller was ArrowMark Colorado Holdings, exiting entirely with an estimated $12M sold.

  • 87 institutional investors held Pennant Park Investment Corp (PNNT) as of Q3 2021, down from 91 in Q2 2021.
  • Funds reported $135M of Pennant Park Investment Corp stock for Q3 2021, down 8.1% quarter-over-quarter.
  • 9 funds opened new Pennant Park Investment Corp positions in Q3 2021 and 13 closed out, a net change of -4 holders.
  • The largest Pennant Park Investment Corp buyer in Q3 2021 was Ares Management, an estimated $5.12M added.
  • The largest Pennant Park Investment Corp seller in Q3 2021 was ArrowMark Colorado Holdings, an estimated $12M sold.

Based on aggregated 13F filings for Q3 2021.