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PNNT

Pennant Park Investment Corp
PNNT

87 hedge funds and large institutions have $135M invested in Pennant Park Investment Corp in 2021 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 31 increasing their positions, 30 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

498% more call options, than puts

Call options by funds: $1.05M | Put options by funds: $176K

3% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 30

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

1.81% less ownership

Funds ownership: 32.9% → 31.09% (-1.8%)

4% less funds holding

Funds holding: 91 → 87 (-4)

8% less capital invested

Capital invested by funds: $147M → $135M (-$12M)

31% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 13

Holders
87
Holders Change
-4
Holders Change %
-4.4%
% of All Funds
1.52%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
9
Increased
31
Reduced
30
Closed
13
Calls
$1.05M
Puts
$176K
Net Calls
+$877K
Net Calls Change
+$268K

Top Buyers

Rank Fund Capital Flow
1
AM
Ares Management
California
+$5.12M
2
Marshall Wace
Marshall Wace
United Kingdom
+$3.02M
3
CCM
Callodine Capital Management
Massachusetts
+$1.81M
4
RVPG
Relative Value Partners Group
+$1.35M
5
CC
Claybrook Capital
Massachusetts
+$882K

Top Sellers

Rank Fund Capital Flow
1
ACH
ArrowMark Colorado Holdings
Colorado
-$12M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$4.93M
3
Two Sigma Investments
Two Sigma Investments
New York
-$1.18M
4
PPA
Parametric Portfolio Associates
Washington
-$1.03M
5
Two Sigma Advisers
Two Sigma Advisers
New York
-$969K
Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
26
Advisors Asset Management
Colorado
$986K +$700K +106,608 +235%
Osaic Holdings
27
Osaic Holdings
Arizona
$940K +$237K +36,159 +33%
CC
28
Claybrook Capital
Massachusetts
$872K +$882K +134,312 New
RJA
29
Raymond James & Associates
Florida
$853K +$178K +27,094 +26%
CCM
30
Condor Capital Management
New Jersey
$844K +$103K +15,755 +14%
GAMC
31
Garner Asset Management Corp
Texas
$835K +$2.66K +405 +0.3%
SCM
32
Sterneck Capital Management
Missouri
$783K +$2.63K +400 +0.3%
Janney Montgomery Scott
33
Janney Montgomery Scott
Pennsylvania
$762K -$9.69K -1,475 -1%
CCA
34
Catalyst Capital Advisors
New York
$757K – – –
UBS Group
35
UBS Group
Switzerland
$749K +$57.8K +8,799 +8%
VEA
36
Virtus ETF Advisers
New York
$700K -$25.6K -3,905 -3%
Millennium Management
37
Millennium Management
New York
$662K -$262K -39,892 -28%
AFM
38
Abbot Financial Management
Massachusetts
$620K -$14.7K -2,244 -2%
HWAM
39
Hennion & Walsh Asset Management
New Jersey
$607K -$1.32K -201 -0.2%
Susquehanna International Group
40
Susquehanna International Group
Pennsylvania
$577K +$48.6K +7,401 +9%
SWM
41
Stockman Wealth Management
Montana
$549K -$13.8K -2,100 -2%
PPA
42
Parametric Portfolio Associates
Washington
$458K -$1.03M -156,407 -69%
HighTower Advisors
43
HighTower Advisors
Illinois
$429K +$41.2K +6,279 +10%
Wells Fargo
44
Wells Fargo
California
$300K -$23.1K -3,525 -7%
Cambridge Investment Research Advisors
45
Cambridge Investment Research Advisors
Iowa
$299K +$17.4K +2,649 +6%
EGA
46
Eagle Global Advisors
Texas
$251K -$253K -38,530 -50%
S
47
SignatureFD
Georgia
$215K +$1.82K +277 +0.8%
Citadel Advisors
48
Citadel Advisors
Florida
$198K -$231K -35,177 -54%
LPL Financial
49
LPL Financial
California
$183K -$30.3K -4,607 -14%
BI
50
Bulldog Investors
New Jersey
$179K – – –
1
2
3 4

PNNT Hedge Fund Activity: Q3 2021 in Review

87 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Pennant Park Investment Corp (PNNT) for Q3 2021, worth a combined $135M — down 8.1% from $147M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of PNNT and 9 opened new positions — a net loss of 4 holders — while 30 trimmed existing stakes and 31 added.

The largest buyer was Ares Management, adding an estimated $5.12M. The largest seller was ArrowMark Colorado Holdings, exiting entirely with an estimated $12M sold.

  • 87 institutional investors held Pennant Park Investment Corp (PNNT) as of Q3 2021, down from 91 in Q2 2021.
  • Funds reported $135M of Pennant Park Investment Corp stock for Q3 2021, down 8.1% quarter-over-quarter.
  • 9 funds opened new Pennant Park Investment Corp positions in Q3 2021 and 13 closed out, a net change of -4 holders.
  • The largest Pennant Park Investment Corp buyer in Q3 2021 was Ares Management, an estimated $5.12M added.
  • The largest Pennant Park Investment Corp seller in Q3 2021 was ArrowMark Colorado Holdings, an estimated $12M sold.

Based on aggregated 13F filings for Q3 2021.