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PIV

PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX

Delisted

PIV was delisted on the 29th of February, 2012.

53 hedge funds and large institutions have $273M invested in PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX in 2015 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 19 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 4

58% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 12

15% more funds holding

Funds holding: 4653 (+7)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

2% less capital invested

Capital invested by funds: $277M → $273M (-$4.52M)

Holders
53
Holders Change
+7
Holders Change %
+15.22%
% of All Funds
1.48%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
12
Increased
19
Reduced
12
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FAT
26
First American Trust
California
$487K
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$406K -$2.04M -92,429 -83%
EAM
28
Evanson Asset Management
California
$403K
AIG
29
American International Group
New York
$384K -$20.9K -947 -5%
WI
30
WBI Investments
New Jersey
$376K +$376K +17,027 New
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$361K +$330K +14,964 +1,057%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$289K +$13.9K +630 +5%
TH
33
Timber Hill
Connecticut
$265K +$30K +1,361 +13%
BW
34
Bison Wealth
Georgia
$260K -$6.75K -306 -3%
CAN
35
Cetera Advisor Networks
California
$258K +$258K +11,577 New
Stifel Financial
36
Stifel Financial
Missouri
$257K +$51.7K +2,344 +25%
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$256K +$104K +4,710 +68%
LIM
38
Leavell Investment Management
Alabama
$221K
JMPWA
39
JP Morgan Private Wealth Advisors
California
$215K
EFS
40
Essex Financial Services
Connecticut
$215K +$215K +9,735 New
ASN
41
Advisory Services Network
Georgia
$109K +$66.3K +3,000 +156%
PO
42
Private Ocean
California
$84K +$84K +2,672 New
Creative Planning
43
Creative Planning
Kansas
$75K +$75K +3,400 New
FCCM
44
First City Capital Management
Georgia
$21K +$21K +950 New
Citigroup
45
Citigroup
New York
$13K -$40.2K -1,867 -76%
DBT
46
Dubuque Bank & Trust
Iowa
$11K
SF
47
Synovus Financial
Georgia
$7K
NFG
48
Next Financial Group
Texas
$7K +$7K +326 New
WIC
49
Woodmont Investment Counsel
Tennessee
$5K
Manulife (Manufacturers Life Insurance)
50
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$347 +$228 +10,335 +192%

PIV Hedge Fund Activity: Q3 2015 in Review

53 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX (PIV) for Q3 2015, worth a combined $273M — down 1.6% from $277M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new PIV positions and 4 closed out — a net gain of 8 holders — while 19 added to existing stakes and 12 trimmed.

The largest buyer was Bank of America, adding an estimated $8.07M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $2.05M sold.

  • 53 institutional investors held PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX (PIV) as of Q3 2015, up from 46 in Q2 2015.
  • Funds reported $273M of PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX stock for Q3 2015, down 1.6% quarter-over-quarter.
  • 12 funds opened new PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX positions in Q3 2015 and 4 closed out, a net change of +8 holders.
  • The largest PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX buyer in Q3 2015 was Bank of America, an estimated $8.07M added.
  • The largest PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX seller in Q3 2015 was Susquehanna International Group, an estimated $2.05M sold.

Based on aggregated 13F filings for Q3 2015.