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Sprott Physical Gold

126 hedge funds and large institutions have $358M invested in Sprott Physical Gold in 2013 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 24 increasing their positions, 58 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.19% less ownership

Funds ownership: 21.96%18.76% (-3.2%)

4% less funds holding

Funds holding: 131126 (-5)

17% less first-time investments, than exits

New positions opened: 20 | Existing positions closed: 24

23% less capital invested

Capital invested by funds: $467M → $358M (-$109M)

27% less funds holding in top 10

Funds holding in top 10: 1511 (-4)

59% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 58

Holders
126
Holders Change
-5
Holders Change %
-3.82%
% of All Funds
3.66%
Holding in Top 10
11
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-26.67%
% of All Funds
0.32%
New
20
Increased
24
Reduced
58
Closed
24
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CFA
101
Carroll Financial Associates
North Carolina
$114K +$121K +11,500 New
Cambridge Investment Research Advisors
102
Cambridge Investment Research Advisors
Iowa
$110K +$116K +10,997 New
FNBOO
103
First National Bank of Omaha
Nebraska
$106K
NFG
104
Nadler Financial Group
Illinois
$101K
AIG
105
American International Group
New York
$88.8K +$44.5K +4,225 +90%
BPBT
106
Boston Private Bank & Trust
Massachusetts
$84K
Envestnet Asset Management
107
Envestnet Asset Management
Illinois
$82K +$87.1K +8,262 New
BCMIO
108
Beacon Capital Management Inc (Ohio)
Ohio
$61K +$64.3K +6,100 New
GT
109
Glenmede Trust
Pennsylvania
$57K +$51.6K +4,900 +490%
LNB
110
Ledyard National Bank
$56K -$5.27K -500 -8%
WA
111
WealthTrust-Arizona
Arizona
$46K
Invesco
112
Invesco
Georgia
$41K -$34.3K -3,250 -44%
TCM
113
Tradewinds Capital Management
Washington
$36K +$38.5K +3,650 New
CEMP
114
Compass Efficient Model Portfolios
Tennessee
$30K
S
115
SignatureFD
Georgia
$24K
WTC
116
WhitTier Trust Company
Nevada
$22K -$76.9K -7,300 -76%
PTC
117
Private Trust Company
Ohio
$22K +$23.8K +2,255 New
KT
118
Kanaly Trust
Texas
$18K +$19K +1,800 New
ClearBridge Investments
119
ClearBridge Investments
New York
$10K
DADC
120
D.A. Davidson & Co
Montana
$9K
OFG
121
OTA Financial Group
New York
$7.68K -$538K -51,067 -6%
JFA
122
JNBA Financial Advisors
Minnesota
$7K
TRCT
123
Tower Research Capital (TRC)
New York
$6K +$5.27K +500 +500%
BBPWM
124
Blue Bell Private Wealth Management
Pennsylvania
$6K +$6.47K +614 New
HNB
125
Huntington National Bank
Ohio
$5K

PHYS Hedge Fund Activity: Q4 2013 in Review

126 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Sprott Physical Gold (PHYS) for Q4 2013, worth a combined $358M — down 23% from $467M a quarter earlier.

Sellers outnumbered buyers: 24 funds closed out of PHYS and 20 opened new positions — a net loss of 4 holders — while 58 trimmed existing stakes and 24 added.

The largest buyer was Weiss Asset Management, adding an estimated $58.3M. The largest seller was St. James Investment Company, exiting entirely with an estimated $75.1M sold.

  • 126 institutional investors held Sprott Physical Gold (PHYS) as of Q4 2013, down from 131 in Q3 2013.
  • Funds reported $358M of Sprott Physical Gold stock for Q4 2013, down 23% quarter-over-quarter.
  • 20 funds opened new Sprott Physical Gold positions in Q4 2013 and 24 closed out, a net change of -4 holders.
  • The largest Sprott Physical Gold buyer in Q4 2013 was Weiss Asset Management, an estimated $58.3M added.
  • The largest Sprott Physical Gold seller in Q4 2013 was St. James Investment Company, an estimated $75.1M sold.

Based on aggregated 13F filings for Q4 2013.