ClearBridge Investments’s Sprott Physical Gold PHYS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-6,616	Closed	-$95K	–	931
2020 Q2	$95K	Hold	6,616	–	–	﹤0.01%	753
2020 Q1	$87K	Hold	6,616	–	–	﹤0.01%	741
2019 Q4	$81K	Hold	6,616	–	–	﹤0.01%	792
2019 Q3	$78K	Hold	6,616	–	–	﹤0.01%	785
2019 Q2	$75K	Hold	6,616	–	–	﹤0.01%	784
2019 Q1	$69K	Hold	6,616	–	–	﹤0.01%	804
2018 Q4	$68K	Hold	6,616	–	–	﹤0.01%	825
2018 Q3	$63K	Hold	6,616	–	–	﹤0.01%	878
2018 Q2	$67K	Hold	6,616	–	–	﹤0.01%	812
2018 Q1	$71K	Hold	6,616	–	–	﹤0.01%	813
2017 Q4	$70K	Hold	6,616	–	–	﹤0.01%	813
2017 Q3	$69K	Hold	6,616	–	–	﹤0.01%	802
2017 Q2	$67K	Hold	6,616	–	–	﹤0.01%	810
2017 Q1	$68K	Hold	6,616	–	–	﹤0.01%	843
2016 Q4	$62K	Hold	6,616	–	–	﹤0.01%	865
2016 Q3	$72K	Hold	6,616	–	–	﹤0.01%	837
2016 Q2	$73K	Sell	6,616 -1,000	-13%	-$11K	﹤0.01%	841
2016 Q1	$77K	Buy	7,616 +6,616	+662%	+$66.9K	﹤0.01%	847
2015 Q4	$9K	Hold	1,000	–	–	﹤0.01%	1039
2015 Q3	$9K	Hold	1,000	–	–	﹤0.01%	1082
2015 Q2	$10K	Hold	1,000	–	–	﹤0.01%	1086
2015 Q1	$10K	Hold	1,000	–	–	﹤0.01%	1112
2014 Q4	$10K	Hold	1,000	–	–	﹤0.01%	1117
2014 Q3	$10K	Hold	1,000	–	–	﹤0.01%	1107
2014 Q2	$11K	Hold	1,000	–	–	﹤0.01%	1117
2014 Q1	$11K	Hold	1,000	–	–	﹤0.01%	1072
2013 Q4	$10K	Hold	1,000	–	–	﹤0.01%	1051
2013 Q3	$11K	Hold	1,000	–	–	﹤0.01%	1020
2013 Q2	$11K	Buy	+1,000	New	+$11K	﹤0.01%	1010