ClearBridge Investments’s Sprott Physical Gold PHYS Stock Holding History

ClearBridge Investments’s Portfolio PHYS Stock Details PHYS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-6,616	Closed	-$95K	–	931
2020 Q2	$95K	Hold	6,616	–	–	﹤0.01%	753
2020 Q1	$87K	Hold	6,616	–	–	﹤0.01%	741
2019 Q4	$81K	Hold	6,616	–	–	﹤0.01%	792
2019 Q3	$78K	Hold	6,616	–	–	﹤0.01%	785
2019 Q2	$75K	Hold	6,616	–	–	﹤0.01%	784
2019 Q1	$69K	Hold	6,616	–	–	﹤0.01%	804
2018 Q4	$68K	Hold	6,616	–	–	﹤0.01%	825
2018 Q3	$63K	Hold	6,616	–	–	﹤0.01%	878
2018 Q2	$67K	Hold	6,616	–	–	﹤0.01%	812
2018 Q1	$71K	Hold	6,616	–	–	﹤0.01%	813
2017 Q4	$70K	Hold	6,616	–	–	﹤0.01%	813
2017 Q3	$69K	Hold	6,616	–	–	﹤0.01%	802
2017 Q2	$67K	Hold	6,616	–	–	﹤0.01%	810
2017 Q1	$68K	Hold	6,616	–	–	﹤0.01%	843
2016 Q4	$62K	Hold	6,616	–	–	﹤0.01%	865
2016 Q3	$72K	Hold	6,616	–	–	﹤0.01%	837
2016 Q2	$73K	Sell	6,616 -1,000	-13%	-$10.5K	﹤0.01%	841
2016 Q1	$77K	Buy	7,616 +6,616	+662%	+$64.5K	﹤0.01%	847
2015 Q4	$9K	Hold	1,000	–	–	﹤0.01%	1039
2015 Q3	$9K	Hold	1,000	–	–	﹤0.01%	1082
2015 Q2	$10K	Hold	1,000	–	–	﹤0.01%	1086
2015 Q1	$10K	Hold	1,000	–	–	﹤0.01%	1112
2014 Q4	$10K	Hold	1,000	–	–	﹤0.01%	1117
2014 Q3	$10K	Hold	1,000	–	–	﹤0.01%	1107
2014 Q2	$11K	Hold	1,000	–	–	﹤0.01%	1117
2014 Q1	$11K	Hold	1,000	–	–	﹤0.01%	1072
2013 Q4	$10K	Hold	1,000	–	–	﹤0.01%	1051
2013 Q3	$11K	Hold	1,000	–	–	﹤0.01%	1020
2013 Q2	$11K	Buy	+1,000	New	+$11.8K	﹤0.01%	1010

Other funds holding PHYS

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

EAM

Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $6.07B AUM 34.81% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

FDCDDQ

Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $32.7B AUM 35.71% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

PHS

Pekin Hardy Strauss Chicago, Illinois $1.14B AUM 37.36% 1-Year Est. Return

JAM

Jupiter Asset Management London, United Kingdom $20.2B AUM 29.18% 1-Year Est. Return

CTC

Central Trust Company Jefferson City, Missouri $5.53B AUM 28.94% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

ClearBridge Investments's PHYS Position: Q3 2020 in Review

ClearBridge Investments sold out of Sprott Physical Gold (PHYS) in Q3 2020, closing a stake of 6,616 shares — an estimated $95K sold.

ClearBridge Investments first reported a position in PHYS in Q2 2013 and held it in 29 quarters. The position peaked at $95K in Q2 2020. 274 funds tracked by Wall St. Rank hold PHYS as of Q3 2020.

ClearBridge Investments reported no remaining Sprott Physical Gold position as of Q3 2020 after selling out during the quarter.
ClearBridge Investments sold 6,616 Sprott Physical Gold shares in Q3 2020, an estimated $95K.
ClearBridge Investments first reported a position in Sprott Physical Gold in Q2 2013 and held it in 29 quarters.
ClearBridge Investments's Sprott Physical Gold position peaked at $95K in Q2 2020.
274 funds tracked by Wall St. Rank held Sprott Physical Gold as of Q3 2020.

Based on ClearBridge Investments's 13F filing for Q3 2020, filed 12 Nov 2020.