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PIMCO High Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS AM
76
UBS AM
Illinois
$14.9K +$15.4K +2,000 New
FIB
77
First Interstate Bank
Montana
$14K +$14.2K +1,850 New
Waverly Advisors
78
Waverly Advisors
Alabama
$13K – – –
Allworth Financial
79
Allworth Financial
California
$10K – – –
RFA
80
Reilly Financial Advisors
California
$7K – – –
AF
81
Advisornet Financial
Minnesota
$7K +$7.69K +1,000 New
SWMG
82
Signature Wealth Management Group
Georgia
$5K +$5.1K +663 New
CAC
83
Certified Advisory Corp
Florida
$5K +$6.02K +783 New
PCM
84
Prelude Capital Management
New York
$4K +$3.85K +500 New
Global Retirement Partners
85
Global Retirement Partners
California
$3K – – –
SWM
86
SeaCrest Wealth Management
New York
$1K +$1.54K +200 New
NPC
87
National Planning Corporation
California
– -$717K -86,183 Closed
SRSA
88
S.R. Schill & Associates
Washington
– -$280K -33,614 Closed
Millennium Management
89
Millennium Management
New York
– -$192K -23,074 Closed
Prospera Financial Services
90
Prospera Financial Services
Texas
– -$159K -19,137 Closed
United Capital Financial Advisors
91
United Capital Financial Advisors
Texas
– -$153K -18,409 Closed
Level Four Advisory Services
92
Level Four Advisory Services
Texas
– -$134K -16,090 Closed
GP
93
Girard Partners
Pennsylvania
– -$128K -15,411 Closed
VF
94
Virtu Financial
New York
– -$121K -14,599 Closed
Oppenheimer & Co
95
Oppenheimer & Co
New York
– -$111K -13,346 Closed
MWP
96
MYCIO Wealth Partners
Pennsylvania
– -$98K -11,732 Closed
FWM
97
Focused Wealth Management
New York
– -$51K -6,109 Closed
FPS
98
Fieldpoint Private Securities
Connecticut
– -$46K -5,553 Closed
Thrivent Financial for Lutherans
99
Thrivent Financial for Lutherans
Minnesota
– -$31K -3,775 Closed
Penserra Capital Management
100
Penserra Capital Management
California
– -$13K -1,680 Closed