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PHK

PIMCO High Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS AM
76
UBS AM
Illinois
$14.9K +$15.4K +2,000 New
FIB
77
First Interstate Bank
Montana
$14K +$14.2K +1,850 New
WA
78
Waverly Advisors
Alabama
$13K
AF
79
Allworth Financial
California
$10K
RFA
80
Reilly Financial Advisors
California
$7K
AF
81
Advisornet Financial
Minnesota
$7K +$7.69K +1,000 New
SWMG
82
Signature Wealth Management Group
Georgia
$5K +$5.1K +663 New
CAC
83
Certified Advisory Corp
Florida
$5K +$6.02K +783 New
PCM
84
Prelude Capital Management
New York
$4K +$3.85K +500 New
GRP
85
Global Retirement Partners
California
$3K
SWM
86
SeaCrest Wealth Management
New York
$1K +$1.54K +200 New
NPC
87
National Planning Corporation
California
-$717K -86,183 Closed
SRSA
88
S.R. Schill & Associates
Washington
-$280K -33,614 Closed
Millennium Management
89
Millennium Management
New York
-$192K -23,074 Closed
PFS
90
Prospera Financial Services
Texas
-$159K -19,137 Closed
UCFA
91
United Capital Financial Advisors
Texas
-$153K -18,409 Closed
LFAS
92
Level Four Advisory Services
Texas
-$134K -16,090 Closed
GP
93
Girard Partners
Pennsylvania
-$128K -15,411 Closed
VF
94
Virtu Financial
New York
-$121K -14,599 Closed
OC
95
Oppenheimer & Co
New York
-$111K -13,346 Closed
MWP
96
MYCIO Wealth Partners
Pennsylvania
-$98K -11,732 Closed
FWM
97
Focused Wealth Management
New York
-$51K -6,109 Closed
FPS
98
Fieldpoint Private Securities
Connecticut
-$46K -5,553 Closed
Thrivent Financial for Lutherans
99
Thrivent Financial for Lutherans
Minnesota
-$31K -3,775 Closed
PCM
100
Penserra Capital Management
California
-$13K -1,680 Closed