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PEO

Adams Natural Resources Fund

Name Holding Trade Value Shares
Change
Change in
Stake
ADEF
1
Adams Diversified Equity Fund
Maryland
$44M
UBS Group
2
UBS Group
Switzerland
$5.56M +$707K +37,216 +15%
Morgan Stanley
3
Morgan Stanley
New York
$5.28M +$167K +8,773 +3%
COLIM
4
City of London Investment Management
United Kingdom
$4.31M -$545K -28,687 -11%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$4.1M +$11.1K +585 +0.3%
CA
6
Cornerstone Advisors
North Carolina
$4M +$2.4M +126,607 +154%
NSAM
7
North Star Asset Management
Wisconsin
$3.91M -$50.4K -2,651 -1%
Wells Fargo
8
Wells Fargo
California
$3.04M -$380K -20,027 -11%
Citigroup
9
Citigroup
New York
$2.95M +$2.91M +153,447 +26,365%
LPL Financial
10
LPL Financial
California
$2.77M -$126K -6,612 -4%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$2.62M -$464K -24,419 -15%
AFWA
12
Ancora Family Wealth Advisors
Ohio
$1.89M -$346K -18,215 -16%
RJA
13
Raymond James & Associates
Florida
$1.88M -$2.68K -141 -0.1%
Northwestern Mutual Wealth Management
14
Northwestern Mutual Wealth Management
Wisconsin
$1.73M +$95.1K +5,007 +6%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.61M -$169K -8,883 -10%
Bank of America
16
Bank of America
North Carolina
$1.38M +$84.2K +4,433 +7%
LCM
17
Landscape Capital Management
New Jersey
$1.06M +$641K +33,727 +158%
1CP
18
1607 Capital Partners
Virginia
$1.05M -$41.4K -2,182 -4%
HFS
19
HL Financial Services
Kentucky
$828K +$31.1K +1,637 +4%
CL
20
CSS LLC
Illinois
$660K
Nuveen
21
Nuveen
North Carolina
$638K +$79K +4,158 +14%
Invesco
22
Invesco
Georgia
$626K +$9.55K +503 +2%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$584K +$22.1K +1,163 +4%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$509K -$49.8K -2,620 -9%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$504K +$499K +26,278 New