Nuveen’s Adams Natural Resources Fund PEO Stock Holding History

Nuveen’s Portfolio PEO Stock Details PEO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-17,671	Closed	-$342K	–	1073
2018 Q2	$342K	Hold	17,671	–	–	﹤0.01%	936
2018 Q1	$310K	Buy	17,671 +5,197	+42%	+$96.7K	﹤0.01%	970
2017 Q4	$238K	Hold	12,474	–	–	﹤0.01%	1029
2017 Q3	$236K	Hold	12,474	–	–	﹤0.01%	1042
2017 Q2	$224K	Buy	+12,474	New	+$229K	﹤0.01%	1058
2017 Q1	–	Sell	-33,263	Closed	-$645K	–	1455
2016 Q4	$645K	Hold	33,263	–	–	﹤0.01%	1264
2016 Q3	$638K	Buy	33,263 +4,158	+14%	+$79K	﹤0.01%	1199
2016 Q2	$563K	Hold	29,105	–	–	﹤0.01%	1155
2016 Q1	$504	Buy	29,105 +18,710	+180%	+$302K	﹤0.01%	1215
2015 Q4	$177	Sell	10,395 -27,546	-73%	-$515K	﹤0.01%	1453
2015 Q3	$663	Sell	37,941 -28,065	-43%	-$541K	﹤0.01%	1240
2015 Q2	$1.42K	Buy	66,006 +8,316	+14%	+$192K	0.01%	989
2015 Q1	$1.28M	Buy	57,690 +5,197	+10%	+$119K	0.01%	1060
2014 Q4	$1.2M	Buy	+52,493	New	+$1.3M	0.01%	1097

Other funds holding PEO

ADEF

Adams Diversified Equity Fund Baltimore, Maryland $2.84B AUM 30.75% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

NSAM

North Star Asset Management Neenah, Wisconsin $2.31B AUM 10.09% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Nuveen's PEO Position: Q3 2018 in Review

Nuveen sold out of Adams Natural Resources Fund (PEO) in Q3 2018, closing a stake of 17,671 shares — an estimated $342K sold.

Nuveen first reported a position in PEO in Q4 2014 and held it in 14 quarters. The position peaked at $1.28M in Q1 2015. 65 funds tracked by Wall St. Rank hold PEO as of Q3 2018.

Nuveen reported no remaining Adams Natural Resources Fund position as of Q3 2018 after selling out during the quarter.
Nuveen sold 17,671 Adams Natural Resources Fund shares in Q3 2018, an estimated $342K.
Nuveen first reported a position in Adams Natural Resources Fund in Q4 2014 and held it in 14 quarters.
Nuveen's Adams Natural Resources Fund position peaked at $1.28M in Q1 2015.
65 funds tracked by Wall St. Rank held Adams Natural Resources Fund as of Q3 2018.

Based on Nuveen's 13F filing for Q3 2018, filed 13 Nov 2018.