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PEO

Adams Natural Resources Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AA
26
AQR Arbitrage
Connecticut
$701K
DADC
27
D.A. Davidson & Co
Montana
$697K +$28.1K +1,777 +4%
GC
28
Guggenheim Capital
Illinois
$548K -$7.92K -501 -1%
SKK
29
Shepherd Kaplan Krochuk
Massachusetts
$517K -$7.23K -457 -1%
PHS
30
Pekin Hardy Strauss
Illinois
$516K +$513K +32,405 New
MA
31
Mutual Advisors
Nebraska
$515K +$512K +32,359 New
MAFM
32
Mid Atlantic Financial Management
Pennsylvania
$500K +$130K +8,222 +35%
KIM
33
Karpus Investment Management
New York
$490K
RJA
34
Raymond James & Associates
Florida
$435K -$99.5K -6,291 -19%
CCP
35
Cardan Capital Partners
Colorado
$414K +$33.1K +2,094 +9%
RJFSA
36
Raymond James Financial Services Advisors
Florida
$400K +$16 +1 +0%
WCM
37
Whitener Capital Management
North Carolina
$363K +$109K +6,871 +43%
IFWM
38
Institute for Wealth Management
Colorado
$288K -$32 -2 -0%
Walleye Trading
39
Walleye Trading
New York
$272K +$6.58K +416 +2%
Walleye Capital
40
Walleye Capital
New York
$271K +$270K +17,047 New
RCM
41
RB Capital Management
Nevada
$261K -$4.49K -284 -2%
RTS
42
Round Table Services
New Jersey
$239K
AGM
43
Alpine Global Management
New York
$234K +$233K +14,726 New
LTFS
44
Ladenburg Thalmann Financial Services
Florida
$220K -$45.1K -2,853 -17%
Simplex Trading
45
Simplex Trading
Illinois
$218K +$215K +13,568 +10,050%
Creative Planning
46
Creative Planning
Kansas
$209K +$13K +820 +7%
GEM
47
Global Endowment Management
North Carolina
$196K +$195K +12,338 New
9WM
48
9258 Wealth Management
Ohio
$186K -$3.18K -201 -2%
GWM
49
Geneos Wealth Management
Colorado
$181K +$11.5K +728 +7%
Commonwealth Equity Services
50
Commonwealth Equity Services
Massachusetts
$173K +$5.05K +319 +3%