Institute for Wealth Management’s Adams Natural Resources Fund PEO Stock Holding History

Institute for Wealth Management’s Portfolio PEO Stock Details PEO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-16,247	Closed	-$153K	–	452
2020 Q3	$153K	Hold	16,247	–	–	0.03%	404
2020 Q2	$178K	Buy	16,247 +12	+0.1%	+$123	0.04%	403
2020 Q1	$129K	Sell	16,235 -198	-1%	-$2.52K	0.04%	383
2019 Q4	$260K	Sell	16,433 -1,280	-7%	-$19.6K	0.06%	374
2019 Q3	$270K	Sell	17,713 -375	-2%	-$5.71K	0.07%	346
2019 Q2	$288K	Sell	18,088 -2	-0%	-$32	0.06%	365
2019 Q1	$292K	Sell	18,090 -104	-0.6%	-$1.63K	0.06%	343
2018 Q4	$255K	Sell	18,194 -6,427	-26%	-$107K	0.1%	215
2018 Q3	$492K	Buy	24,621 +496	+2%	+$9.44K	0.17%	165
2018 Q2	$482K	Sell	24,125 -56	-0.2%	-$1.06K	0.15%	170
2018 Q1	$483K	Buy	+24,181	New	+$450K	0.14%	198

Other funds holding PEO

ADEF

Adams Diversified Equity Fund Baltimore, Maryland $2.84B AUM 30.75% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

NSAM

North Star Asset Management Neenah, Wisconsin $2.31B AUM 10.09% 1-Year Est. Return

Institute for Wealth Management's PEO Position: Q4 2020 in Review

Institute for Wealth Management sold out of Adams Natural Resources Fund (PEO) in Q4 2020, closing a stake of 16,247 shares — an estimated $153K sold.

Institute for Wealth Management first reported a position in PEO in Q1 2018 and held it in 11 quarters. The position peaked at $492K in Q3 2018. 66 funds tracked by Wall St. Rank hold PEO as of Q4 2020.

Institute for Wealth Management reported no remaining Adams Natural Resources Fund position as of Q4 2020 after selling out during the quarter.
Institute for Wealth Management sold 16,247 Adams Natural Resources Fund shares in Q4 2020, an estimated $153K.
Institute for Wealth Management first reported a position in Adams Natural Resources Fund in Q1 2018 and held it in 11 quarters.
Institute for Wealth Management's Adams Natural Resources Fund position peaked at $492K in Q3 2018.
66 funds tracked by Wall St. Rank held Adams Natural Resources Fund as of Q4 2020.

Based on Institute for Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.