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PCI

PIMCO Dynamic Credit and Mortgage Income Fund

Delisted

PCI was delisted on the 10th of December, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$83M +$17.2M +835,422 +26%
UBS Group
2
UBS Group
Switzerland
$78.1M +$8.43M +410,483 +12%
Morgan Stanley
3
Morgan Stanley
New York
$73.5M -$3.35M -163,205 -4%
Wells Fargo
4
Wells Fargo
California
$33.5M +$1.42M +69,376 +4%
Invesco
5
Invesco
Georgia
$26.8M +$154K +7,487 +0.6%
SCM
6
Saba Capital Management
New York
$23.4M -$22.8M -1,112,468 -49%
Bank of America
7
Bank of America
North Carolina
$22.5M +$1.52M +74,098 +7%
Bessemer Group
8
Bessemer Group
New Jersey
$20.9M +$1.03M +50,020 +5%
GC
9
Guggenheim Capital
Illinois
$20.3M -$965K -47,012 -5%
HCM
10
Howland Capital Management
Massachusetts
$19.3M +$141K +6,855 +0.7%
Cohen & Steers
11
Cohen & Steers
New York
$16.1M +$1.64M +79,959 +11%
Deutsche Bank
12
Deutsche Bank
Germany
$16M +$8.25M +401,856 +105%
BNP Paribas Financial Markets
13
BNP Paribas Financial Markets
France
$13.6M -$9.07M -441,840 -40%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$13.5M -$2.86M -139,504 -17%
LPL Financial
15
LPL Financial
California
$13M +$1.99M +96,824 +18%
FFA
16
First Foundation Advisors
California
$12.5M +$4.84M +235,605 +62%
HK
17
Horizon Kinetics
New York
$11.7M -$463K -22,572 -4%
FIMG
18
Financial & Investment Management Group
Michigan
$11M +$11M +536,559 New
1832 Asset Management
19
1832 Asset Management
Ontario, Canada
$9.3M +$294K +14,300 +3%
AllianceBernstein
20
AllianceBernstein
Tennessee
$8.42M +$1.84M +89,690 +28%
PMLI
21
Penn Mutual Life Insurance
Pennsylvania
$7.29M +$1.6M +78,000 +28%
VFS
22
VSR Financial Services
Kansas
$5.65M +$61.1K +2,975 +1%
TJHA
23
Thomas J. Herzfeld Advisors
Florida
$5.48M +$290K +14,125 +6%
TAM
24
Trust Asset Management
Texas
$5.4M +$798K +38,884 +17%
Fidelity Investments
25
Fidelity Investments
Massachusetts
$4.9M