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Puma Biotechnology

Name Holding Trade Value Shares
Change
Change in
Stake
RCAMU
151
Rothschild & Co Asset Management US
Connecticut
– -$730K -18,828 Closed
BA
152
Boston Advisors
Massachusetts
– -$673K -17,351 Closed
BG
153
Bellevue Group
Switzerland
– -$663K -17,100 Closed
TSW
154
Thompson Siegel & Walmsley
Virginia
– -$640K -16,500 Closed
ECM
155
ETrade Capital Management
Virginia
– -$613K -15,801 Closed
FRM
156
Fox Run Management
Connecticut
– -$583K -15,031 Closed
MSL
157
Mackay Shields LLC
New York
– -$531K -13,683 Closed
PP
158
Paloma Partners
Connecticut
– -$447K -11,516 Closed
ECM
159
Element Capital Management
New York
– -$397K -10,228 Closed
DTL
160
Dynamic Technology Lab
Singapore
– -$346K -8,921 Closed
Los Angeles Capital Management
161
Los Angeles Capital Management
California
– -$338K -8,714 Closed
GAM
162
Gotham Asset Management
New York
– -$307K -7,926 Closed
SCA
163
Secor Capital Advisors
New York
– -$293K -7,548 Closed
NSEDCP
164
NJ State Employees Deferred Compensation Plan
New Jersey
– -$271K -7,000 Closed
KAM
165
Kazazian Asset Management
Florida
– -$270K -6,962 Closed
Marshall Wace
166
Marshall Wace
United Kingdom
– -$263K -6,788 Closed
Envestnet Asset Management
167
Envestnet Asset Management
Illinois
– -$254K -6,536 Closed
SI
168
Stephens Inc
Arkansas
– -$240K -6,178 Closed
Principal Financial Group
169
Principal Financial Group
Iowa
– -$231K -5,965 Closed
SG Americas Securities
170
SG Americas Securities
New York
– -$210K -5,402 Closed
TSS
171
Two Sigma Securities
New York
– -$204K -5,263 Closed
CAPTRUST Financial Advisors
172
CAPTRUST Financial Advisors
North Carolina
– -$51K -1,306 Closed
HCM
173
Highlander Capital Management
New Jersey
– -$39K -1,000 Closed
MA
174
MUFG Americas
New York
– -$25K -648 Closed
FANJ
175
Financial Architects (New Jersey)
New Jersey
– -$19K -500 Closed