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Puma Biotechnology

Name Holding Trade Value Shares
Change
Change in
Stake
Capital Fund Management (CFM)
151
Capital Fund Management (CFM)
France
– -$576K -8,590 Closed
Parallax Volatility Advisers
152
Parallax Volatility Advisers
California
– -$439K -6,541 Closed
SI
153
Stephens Inc
Arkansas
– -$302K -4,500 Closed
QT
154
Quantbot Technologies
New York
– -$296K -4,424 Closed
Principal Financial Group
155
Principal Financial Group
Iowa
– -$295K -4,395 Closed
Connor, Clark & Lunn Investment Management (CC&L)
156
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
– -$263K -3,925 Closed
SG Americas Securities
157
SG Americas Securities
New York
– -$257K -3,834 Closed
CCMH
158
Cornerstone Capital Management Holdings
New York
– -$247K -3,700 Closed
DTL
159
Dynamic Technology Lab
Singapore
– -$235K -3,500 Closed
EMG
160
Ellington Management Group
Connecticut
– -$228K -3,400 Closed
Jane Street
161
Jane Street
New York
– -$227K -3,379 Closed
LCM
162
Laurion Capital Management
New York
– -$208K -3,100 Closed
Teacher Retirement System of Texas
163
Teacher Retirement System of Texas
Texas
– -$203K -3,031 Closed
AAP
164
Ardsley Advisory Partners
Connecticut
– -$201K -3,000 Closed
Prudential Financial
165
Prudential Financial
New Jersey
– -$201K -3,000 Closed
Credit Agricole
166
Credit Agricole
France
– -$148K -2,206 Closed
Walleye Trading
167
Walleye Trading
New York
– -$40K -600 Closed
CBOA
168
Commonwealth Bank of Australia
Australia
– -$33K -493 Closed
HNB
169
Huntington National Bank
Ohio
– -$12K -179 Closed