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ALPS O'Shares U.S. Quality Dividend ETF
OUSA

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$51.7M +$10.8M +305,806 +28%
Morgan Stanley
2
Morgan Stanley
New York
$34M +$515K +14,526 +2%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$27.1M -$1.89M -53,364 -7%
UBS Group
4
UBS Group
Switzerland
$21.7M +$325K +9,168 +2%
Bank of America
5
Bank of America
North Carolina
$17.2M +$637K +17,984 +4%
AIM
6
Astor Investment Management
Illinois
$16.5M -$1.46M -41,317 -8%
LPL Financial
7
LPL Financial
California
$15.3M +$1.83M +51,673 +14%
BFA
8
Beaumont Financial Advisors
Massachusetts
$13.2M -$2.41M -68,003 -16%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$12.9M +$10.4M +292,417 +485%
GFPC
10
Global Financial Private Capital
Florida
$11.4M -$732K -20,661 -6%
AIP
11
Ahrens Investment Partners
Louisiana
$8.59M +$705K +19,897 +9%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$8.04M +$276K +7,787 +4%
AWM
13
AE Wealth Management
Kansas
$6.24M +$938K +26,463 +18%
PAG
14
Private Advisor Group
New Jersey
$5.98M -$874K -24,650 -13%
SS
15
Simplicity Solutions
Minnesota
$5.9M +$975K +27,517 +21%
EH
16
Equitable Holdings
New York
$5.59M +$5.41M +152,732 New
RJA
17
Raymond James & Associates
Florida
$5.59M -$445K -12,565 -8%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$3.87M +$139K +3,916 +4%
AG
19
Advisor Group
Arizona
$3.38M +$266K +7,509 +9%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$2.49M +$176K +4,955 +8%
CT
21
Caldwell Trust
Florida
$1.93M +$1.87M +52,682 New
GM
22
GeoWealth Management
Illinois
$1.88M +$1.58M +44,512 +656%
LNC
23
Lincoln National Corp
Pennsylvania
$1.81M +$124K +3,493 +8%
CFA
24
Carroll Financial Associates
North Carolina
$1.76M +$104K +2,941 +7%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$1.45M +$65.7K +1,853 +5%
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