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ALPS O'Shares U.S. Quality Dividend ETF
OUSA

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$25.5M +$604K +20,322 +2%
Morgan Stanley
2
Morgan Stanley
New York
$22.7M -$1.33M -44,787 -6%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$19.7M +$1.93M +64,988 +11%
UBS Group
4
UBS Group
Switzerland
$18.9M -$815K -27,426 -4%
AIM
5
Astor Investment Management
Illinois
$18.9M -$167K -5,606 -0.9%
GFPC
6
Global Financial Private Capital
Florida
$17.5M +$977K +32,859 +6%
BCM
7
Brookstone Capital Management
Illinois
$10.5M -$1.02M -34,367 -9%
BFA
8
Beaumont Financial Advisors
Massachusetts
$10.3M +$1M +33,678 +11%
LPL Financial
9
LPL Financial
California
$10.2M +$49.2K +1,655 +0.5%
RJA
10
Raymond James & Associates
Florida
$7.73M -$1.38M -46,471 -15%
PAG
11
Private Advisor Group
New Jersey
$4.33M -$49.3K -1,658 -1%
SG Americas Securities
12
SG Americas Securities
New York
$3.28M -$1.07M -36,087 -25%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$2.42M +$805K +27,093 +51%
AWM
14
AE Wealth Management
Kansas
$2.39M -$65.6K -2,208 -3%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$1.96M +$2.2K +74 +0.1%
PP
16
Pension Partners
New York
$1.74M +$185K +6,215 +12%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.37M +$174K +5,850 +15%
RPG
18
Risk Paradigm Group
Texas
$1.26M -$83.8K -2,819 -6%
IA
19
IFP Advisors
Florida
$1.07M -$149K -5,011 -12%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$1.03M +$236K +7,939 +31%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$999K +$84.1K +2,831 +9%
AG
22
Advisor Group
Arizona
$856K +$83.8K +2,821 +11%
Ameriprise
23
Ameriprise
Minnesota
$839K +$825K +27,745 New
Manulife (Manufacturers Life Insurance)
24
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$805K +$40.2K +1,353 +5%
MML Investors Services
25
MML Investors Services
Massachusetts
$799K +$61.8K +2,081 +9%
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