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ALPS O'Shares U.S. Quality Dividend ETF
OUSA

Name Holding Trade Value Shares
Change 		Change in
Stake
AssetMark Inc
1
AssetMark Inc
California
$67.6M +$65.8M +2,118,418 New
Wells Fargo
2
Wells Fargo
California
$27.1M +$250K +8,051 +1%
Morgan Stanley
3
Morgan Stanley
New York
$24.4M +$419K +13,477 +2%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$22.3M +$1.49M +47,860 +7%
AIM
5
Astor Investment Management
Illinois
$19.8M -$158K -5,096 -0.8%
GFPC
6
Global Financial Private Capital
Florida
$18.7M +$157K +5,065 +0.9%
UBS Group
7
UBS Group
Switzerland
$18.2M -$1.68M -53,969 -9%
BFA
8
Beaumont Financial Advisors
Massachusetts
$12.8M +$1.81M +58,332 +17%
LPL Financial
9
LPL Financial
California
$11.1M +$335K +10,775 +3%
BCM
10
Brookstone Capital Management
Illinois
$9.63M -$1.41M -45,480 -13%
SGAM
11
Steinberg Global Asset Management
Florida
$8.01M +$7.8M +251,110 New
RJFSA
12
Raymond James Financial Services Advisors
Florida
$4.3M +$3.37M +108,435 +413%
RJA
13
Raymond James & Associates
Florida
$3.42M -$4.61M -148,332 -58%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$2.61M +$528K +17,007 +26%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$2.6M +$51.2K +1,647 +2%
AWM
16
AE Wealth Management
Kansas
$2.5M -$15.8K -509 -0.6%
SS
17
Simplicity Solutions
Minnesota
$2.31M +$2.25M +72,505 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.64M +$186K +5,991 +13%
APA
19
American Portfolios Advisors
New York
$1.62M +$1.57M +50,695 New
PAG
20
Private Advisor Group
New Jersey
$1.48M -$2.98M -95,823 -68%
RPG
21
Risk Paradigm Group
Texas
$1.28M -$50.6K -1,630 -4%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.18M +$119K +3,829 +12%
Manulife (Manufacturers Life Insurance)
23
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1.04M +$189K +6,085 +23%
SBA
24
Secrest Blakey & Associates
North Carolina
$1.03M +$1M +32,240 New
IA
25
IFP Advisors
Florida
$980K -$145K -4,678 -13%
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