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Oppenheimer Holdings

65 hedge funds and large institutions have $127M invested in Oppenheimer Holdings in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 20 increasing their positions, 25 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

38% more capital invested

Capital invested by funds: $91.8M → $127M (+$35M)

5% more funds holding

Funds holding: 6265 (+3)

0% more ownership

Funds ownership: 38.22%38.22% (+0%)

20% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 25

Holders
65
Holders Change
+3
Holders Change %
+4.84%
% of All Funds
1.89%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
20
Reduced
25
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
GMT Capital
Georgia
$17.5M +$8.91K +424 +0.1%
SB
2
Suntrust Banks
Georgia
$8.8M -$505K -24,048 -6%
Mackenzie Financial
3
Mackenzie Financial
Ontario, Canada
$8.29M -$386K -18,367 -5%
PCMF
4
Private Capital Management (Florida)
Florida
$8.07M +$265K +12,619 +4%
Vanguard Group
5
Vanguard Group
Pennsylvania
$7.71M +$298K +14,192 +5%
Dimensional Fund Advisors
6
Dimensional Fund Advisors
Texas
$6.99M +$82.5K +3,925 +1%
BFA
7
BlackRock Fund Advisors
California
$6.79M -$207K -9,870 -3%
PCM
8
Perritt Capital Management
Illinois
$5.97M
RA
9
Royce & Associates
New York
$5.88M
Northern Trust
10
Northern Trust
Illinois
$5.67M +$198K +9,404 +4%
HCS
11
Harvest Capital Strategies
California
$4.49M +$141K +6,725 +4%
State Street
12
State Street
Massachusetts
$4.37M -$58.7K -2,795 -2%
BIT
13
BlackRock Institutional Trust
California
$4.22M +$133K +6,342 +4%
Allianz Asset Management
14
Allianz Asset Management
Germany
$2.86M
JP Morgan Chase
15
JP Morgan Chase
New York
$1.98M -$92.2K -4,389 -5%
CPS
16
Counsel Portfolio Services
Ontario, Canada
$1.97M +$1.67M +79,432 New
AR
17
Advisory Research
Illinois
$1.9M +$83.3K +3,964 +5%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$1.8M -$790K -37,572 -34%
BCM
19
Bridgeway Capital Management
Texas
$1.75M -$544K -25,900 -27%
APCM
20
Arbiter Partners Capital Management
New York
$1.73M +$10.6K +502 +0.7%
CIC
21
Cornercap Investment Counsel
Georgia
$1.28M +$441K +20,970 +68%
TCIM
22
TIAA CREF Investment Management
New York
$1.19M
Geode Capital Management
23
Geode Capital Management
Massachusetts
$1.11M +$27.4K +1,305 +3%
D.E. Shaw & Co
24
D.E. Shaw & Co
New York
$886K -$23.4K -1,112 -3%
Charles Schwab
25
Charles Schwab
California
$841K

OPY Hedge Fund Activity: Q4 2013 in Review

65 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Oppenheimer Holdings (OPY) for Q4 2013, worth a combined $127M — up 38% from $91.8M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new OPY positions and 6 closed out — a net gain of 3 holders — while 20 added to existing stakes and 25 trimmed.

The largest buyer was Counsel Portfolio Services, opening a new position worth an estimated $1.67M. The largest seller was Hennessy Advisors Inc, exiting entirely with an estimated $1.06M sold.

  • 65 institutional investors held Oppenheimer Holdings (OPY) as of Q4 2013, up from 62 in Q3 2013.
  • Funds reported $127M of Oppenheimer Holdings stock for Q4 2013, up 38% quarter-over-quarter.
  • 9 funds opened new Oppenheimer Holdings positions in Q4 2013 and 6 closed out, a net change of +3 holders.
  • The largest Oppenheimer Holdings buyer in Q4 2013 was Counsel Portfolio Services, an estimated $1.67M added.
  • The largest Oppenheimer Holdings seller in Q4 2013 was Hennessy Advisors Inc, an estimated $1.06M sold.

Based on aggregated 13F filings for Q4 2013.