Whitebox Advisors’s Oppenheimer Holdings OPY Stock Holding History

Whitebox Advisors’s Portfolio OPY Stock Details OPY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-25,290	Closed	-$506K	–	263
2015 Q3	$506K	Sell	25,290 -1,240	-5%	-$27K	0.02%	279
2015 Q2	$697K	Buy	26,530 +12,523	+89%	+$312K	0.03%	282
2015 Q1	$329K	Sell	14,007 -1,000	-7%	-$21.7K	0.01%	301
2014 Q4	$349K	Sell	15,007 -21,788	-59%	-$498K	0.01%	325
2014 Q3	$745K	Buy	+36,795	New	+$850K	0.03%	325
2014 Q2	–	Sell	-20,731	Closed	-$582K	–	419
2014 Q1	$582K	Buy	20,731 +500	+2%	+$12.7K	0.02%	337
2013 Q4	$501K	Buy	+20,231	New	+$425K	0.02%	323

Other funds holding OPY

Hotchkis & Wiley Capital Management Los Angeles, California $32.4B AUM 17.21% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

PCMF

Private Capital Management (Florida) Naples, Florida $1B AUM 15.98% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

APCM

Arbiter Partners Capital Management New York $175M AUM 99.81% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

PCM

Perritt Capital Management Chicago, Illinois $59.8M AUM 26.94% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Whitebox Advisors's OPY Position: Q4 2015 in Review

Whitebox Advisors sold out of Oppenheimer Holdings (OPY) in Q4 2015, closing a stake of 25,290 shares — an estimated $506K sold.

Whitebox Advisors first reported a position in OPY in Q4 2013 and held it in 7 quarters. The position peaked at $745K in Q3 2014. 67 funds tracked by Wall St. Rank hold OPY as of Q4 2015.

Whitebox Advisors reported no remaining Oppenheimer Holdings position as of Q4 2015 after selling out during the quarter.
Whitebox Advisors sold 25,290 Oppenheimer Holdings shares in Q4 2015, an estimated $506K.
Whitebox Advisors first reported a position in Oppenheimer Holdings in Q4 2013 and held it in 7 quarters.
Whitebox Advisors's Oppenheimer Holdings position peaked at $745K in Q3 2014.
67 funds tracked by Wall St. Rank held Oppenheimer Holdings as of Q4 2015.

Based on Whitebox Advisors's 13F filing for Q4 2015, filed 10 Feb 2016.