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Oppenheimer Holdings

62 hedge funds and large institutions have $91.8M invested in Oppenheimer Holdings in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 26 increasing their positions, 24 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 24

2.87% less ownership

Funds ownership: 41.09%38.22% (-2.9%)

3% less funds holding

Funds holding: 6462 (-2)

13% less capital invested

Capital invested by funds: $106M → $91.8M (-$13.9M)

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
62
Holders Change
-2
Holders Change %
-3.13%
% of All Funds
2.01%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
26
Reduced
24
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
GMT Capital
Georgia
$12.5M -$92.1K -5,030 -0.7%
SB
2
Suntrust Banks
Georgia
$6.74M +$274K +14,939 +4%
Mackenzie Financial
3
Mackenzie Financial
Ontario, Canada
$6.27M -$121K -6,622 -2%
PCMF
4
Private Capital Management (Florida)
Florida
$5.56M -$5.13M -280,391 -47%
Vanguard Group
5
Vanguard Group
Pennsylvania
$5.28M +$183K +10,017 +3%
BFA
6
BlackRock Fund Advisors
California
$5.04M +$553K +30,199 +12%
Dimensional Fund Advisors
7
Dimensional Fund Advisors
Texas
$4.95M +$24.4K +1,330 +0.5%
PCM
8
Perritt Capital Management
Illinois
$4.29M +$2.74M +149,397 +163%
RA
9
Royce & Associates
New York
$4.22M -$5.49K -300 -0.1%
Northern Trust
10
Northern Trust
Illinois
$3.9M -$213K -11,642 -5%
State Street
11
State Street
Massachusetts
$3.18M -$179K -9,794 -5%
HCS
12
Harvest Capital Strategies
California
$3.1M +$387K +21,110 +14%
BIT
13
BlackRock Institutional Trust
California
$2.92M -$65.6K -3,585 -2%
Allianz Asset Management
14
Allianz Asset Management
Germany
$2.05M
Bank of New York Mellon
15
Bank of New York Mellon
New York
$1.96M -$390K -21,303 -16%
BCM
16
Bridgeway Capital Management
Texas
$1.72M +$390K +21,322 +28%
JP Morgan Chase
17
JP Morgan Chase
New York
$1.5M +$270K +14,748 +21%
AR
18
Advisory Research
Illinois
$1.29M +$4.39K +240 +0.3%
APCM
19
Arbiter Partners Capital Management
New York
$1.23M +$458K +25,018 +57%
HAI
20
Hennessy Advisors Inc
California
$1.06M -$1.32M -72,300 -55%
TCIM
21
TIAA CREF Investment Management
New York
$851K -$53.6K -2,926 -6%
Geode Capital Management
22
Geode Capital Management
Massachusetts
$777K +$22.6K +1,233 +3%
D.E. Shaw & Co
23
D.E. Shaw & Co
New York
$655K +$193K +10,521 +40%
HPA
24
Hilltop Park Associates
New York
$640K +$659K +36,000 New
BIM
25
BlackRock Investment Management
Delaware
$615K +$842 +46 +0.1%

OPY Hedge Fund Activity: Q3 2013 in Review

62 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Oppenheimer Holdings (OPY) for Q3 2013, worth a combined $91.8M — down 13% from $106M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of OPY and 3 opened new positions — a net loss of 2 holders — while 24 trimmed existing stakes and 26 added.

The largest buyer was Perritt Capital Management, adding an estimated $2.74M. The largest seller was Nordea Investment Management, exiting entirely with an estimated $5.39M sold.

  • 62 institutional investors held Oppenheimer Holdings (OPY) as of Q3 2013, down from 64 in Q2 2013.
  • Funds reported $91.8M of Oppenheimer Holdings stock for Q3 2013, down 13% quarter-over-quarter.
  • 3 funds opened new Oppenheimer Holdings positions in Q3 2013 and 5 closed out, a net change of -2 holders.
  • The largest Oppenheimer Holdings buyer in Q3 2013 was Perritt Capital Management, an estimated $2.74M added.
  • The largest Oppenheimer Holdings seller in Q3 2013 was Nordea Investment Management, an estimated $5.39M sold.

Based on aggregated 13F filings for Q3 2013.