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Oaktree Specialty Lending

149 hedge funds and large institutions have $413M invested in Oaktree Specialty Lending in 2019 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 57 increasing their positions, 43 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 48 (+4)

33% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 43

25% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 16

13% more capital invested

Capital invested by funds: $366M → $413M (+$46.4M)

1% more funds holding

Funds holding: 147149 (+2)

1.14% more ownership

Funds ownership: 16.74%17.87% (+1.1%)

100% less call options, than puts

Call options by funds: $1K | Put options by funds: $224K

Holders
149
Holders Change
+2
Holders Change %
+1.36%
% of All Funds
2.94%
Holding in Top 10
8
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+100%
% of All Funds
0.16%
New
20
Increased
57
Reduced
43
Closed
16
Calls
$1K
Puts
$224K
Net Calls
-$223K
Net Calls Change
-$86K
Name Holding Trade Value Shares
Change
Change in
Stake
SBIA
126
Sheaff Brock Investment Advisors
Indiana
$57K
LPL Financial
127
LPL Financial
California
$55K -$2.11K -134 -4%
LB
128
Legacy Bridge
Iowa
$30K
Macquarie Group
129
Macquarie Group
Australia
$23K
Lazard Asset Management
130
Lazard Asset Management
New York
$22K
GWM
131
Geneos Wealth Management
Colorado
$20K +$16 +1 +0.1%
SWM
132
Selective Wealth Management
Virginia
$16K
AIC
133
Archer Investment Corporation
Indiana
$11K
FCMT
134
Founders Capital Management (Texas)
Texas
$11K
TRCT
135
Tower Research Capital (TRC)
New York
$10K +$8.74K +555 +1,233%
VFA
136
Valeo Financial Advisors
Indiana
$9K
Simplex Trading
137
Simplex Trading
Illinois
$9K +$2.69K +171 +43%
Carson Wealth (CWM LLC)
138
Carson Wealth (CWM LLC)
Nebraska
$8K
NSIM
139
North Star Investment Management
Illinois
$8K
RIA
140
Realta Investment Advisors
Delaware
$5K -$2.79K -177 -35%
IA
141
IFP Advisors
Florida
$4K -$28.2K -1,791 -90%
SIS
142
Sound Income Strategies
Florida
$4K
NSCM
143
New South Capital Management
Tennessee
$4K +$4.2K +267 New
JPLA
144
Joseph P. Lucia & Associates
New York
$3K -$5.24K -333 -66%
DAM
145
Delta Asset Management
Tennessee
$3K
CFGS
146
Concourse Financial Group Securities
Alabama
$3K +$2.57K +163 New
WAS
147
Winch Advisory Services
Wisconsin
$2K +$31 +2 +2%
OAM
148
Oxford Asset Management
United Kingdom
-$523K -33,655 Closed
WCM
149
Weld Capital Management
New York
-$498K -32,046 Closed
B
150
Bailard
California
-$400K -25,733 Closed

OCSL Hedge Fund Activity: Q4 2019 in Review

149 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Oaktree Specialty Lending (OCSL) for Q4 2019, worth a combined $413M — up 13% from $366M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new OCSL positions and 16 closed out — a net gain of 4 holders — while 57 added to existing stakes and 43 trimmed.

The largest buyer was 1832 Asset Management, opening a new position worth an estimated $8.6M. The largest seller was Springhouse Capital Management, cutting an estimated $6.41M.

  • 149 institutional investors held Oaktree Specialty Lending (OCSL) as of Q4 2019, up from 147 in Q3 2019.
  • Funds reported $413M of Oaktree Specialty Lending stock for Q4 2019, up 13% quarter-over-quarter.
  • 20 funds opened new Oaktree Specialty Lending positions in Q4 2019 and 16 closed out, a net change of +4 holders.
  • The largest Oaktree Specialty Lending buyer in Q4 2019 was 1832 Asset Management, an estimated $8.6M added.
  • The largest Oaktree Specialty Lending seller in Q4 2019 was Springhouse Capital Management, an estimated $6.41M sold.

Based on aggregated 13F filings for Q4 2019.