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Oaktree Specialty Lending
OCSL

147 hedge funds and large institutions have $366M invested in Oaktree Specialty Lending in 2019 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 59 increasing their positions, 35 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more repeat investments, than reductions

Existing positions increased: 59 | Existing positions reduced: 35

38% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 16

4% more funds holding

Funds holding: 142 → 147 (+5)

0.03% more ownership

Funds ownership: 16.7% → 16.74% (+0.03%)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

4% less capital invested

Capital invested by funds: $383M → $366M (-$16.5M)

99% less call options, than puts

Call options by funds: $1K | Put options by funds: $138K

Holders
147
Holders Change
+5
Holders Change %
+3.52%
% of All Funds
3.22%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
22
Increased
59
Reduced
35
Closed
16
Calls
$1K
Puts
$138K
Net Calls
-$137K
Net Calls Change
-$83K

Top Buyers

Rank Fund Capital Flow
1
LSV Asset Management
LSV Asset Management
Illinois
+$3.78M
2
AC
Almitas Capital
California
+$2.65M
3
CS
Credit Suisse
Switzerland
+$2.58M
4
RRAM
River Road Asset Management
Kentucky
+$1.97M
5
CF
Centaurus Financial
California
+$1.71M

Top Sellers

Rank Fund Capital Flow
1
AL
AJO LP
Pennsylvania
-$5.91M
2
Millennium Management
Millennium Management
New York
-$3.79M
3
Citadel Advisors
Citadel Advisors
Florida
-$3.4M
4
OAM
Oxford Asset Management
United Kingdom
-$2.61M
5
MC
Muzinich & Co
New York
-$2.09M
Name Holding Trade Value Shares
Change 		Change in
Stake
GWM
126
Geneos Wealth Management
Colorado
$19K – – –
SWM
127
Selective Wealth Management
Virginia
$15K +$15.2K +965 New
AIC
128
Archer Investment Corporation
Indiana
$10K – – –
FCMT
129
Founders Capital Management (Texas)
Texas
$10K – – –
VFA
130
Valeo Financial Advisors
Indiana
$9K – – –
Carson Wealth (CWM LLC)
131
Carson Wealth (CWM LLC)
Nebraska
$8K – – –
JPLA
132
Joseph P. Lucia & Associates
New York
$8K – – –
RIA
133
Realta Investment Advisors
Delaware
$8K – – –
PO
134
Private Ocean
California
$8K +$7.62K +484 New
QT
135
Quantamental Technologies
New York
$7K -$26.1K -1,659 -78%
NSIM
136
North Star Investment Management
Illinois
$7K +$7.4K +470 New
QCIG
137
Quad-Cities Investment Group
Iowa
$6K +$94 +6 +2%
Simplex Trading
138
Simplex Trading
Illinois
$6K +$6.23K +396 New
DAM
139
Delta Asset Management
Tennessee
$3K – – –
SIS
140
Sound Income Strategies
Florida
$3K – – –
Northwestern Mutual Wealth Management
141
Northwestern Mutual Wealth Management
Wisconsin
$3K +$3.35K +213 New
WAS
142
Winch Advisory Services
Wisconsin
$2K +$47 +3 +3%
AIC
143
Ameritas Investment Company
Nebraska
$2K +$1.95K +124 New
TRCT
144
Tower Research Capital (TRC)
New York
$1K -$8.51K -541 -92%
WT
145
Whittier Trust
California
$1K +$787 +50 New
AL
146
AJO LP
Pennsylvania
– -$5.91M -363,308 Closed
SFM
147
Systematic Financial Management
New Jersey
– -$594K -36,550 Closed
Goldman Sachs
148
Goldman Sachs
New York
– -$374K -23,026 Closed
Tudor Investment Corp
149
Tudor Investment Corp
Connecticut
– -$352K -21,658 Closed
CANY
150
Caxton Associates (New York)
New York
– -$339K -20,833 Closed
3 4 5
6
7

OCSL Hedge Fund Activity: Q3 2019 in Review

147 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Oaktree Specialty Lending (OCSL) for Q3 2019, worth a combined $366M — down 4.3% from $383M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new OCSL positions and 16 closed out — a net gain of 6 holders — while 59 added to existing stakes and 35 trimmed.

The largest buyer was LSV Asset Management, adding an estimated $3.78M. The largest seller was AJO LP, exiting entirely with an estimated $5.91M sold.

  • 147 institutional investors held Oaktree Specialty Lending (OCSL) as of Q3 2019, up from 142 in Q2 2019.
  • Funds reported $366M of Oaktree Specialty Lending stock for Q3 2019, down 4.3% quarter-over-quarter.
  • 22 funds opened new Oaktree Specialty Lending positions in Q3 2019 and 16 closed out, a net change of +6 holders.
  • The largest Oaktree Specialty Lending buyer in Q3 2019 was LSV Asset Management, an estimated $3.78M added.
  • The largest Oaktree Specialty Lending seller in Q3 2019 was AJO LP, an estimated $5.91M sold.

Based on aggregated 13F filings for Q3 2019.