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Oaktree Specialty Lending

174 hedge funds and large institutions have $599M invested in Oaktree Specialty Lending in 2021 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 65 increasing their positions, 52 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

811% more call options, than puts

Call options by funds: $328K | Put options by funds: $36K

38% more funds holding in top 10

Funds holding in top 10: 811 (+3)

35% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 17

25% more repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 52

5% more capital invested

Capital invested by funds: $570M → $599M (+$29.8M)

2% more funds holding

Funds holding: 170174 (+4)

0.04% more ownership

Funds ownership: 15.74%15.78% (+0.04%)

Holders
174
Holders Change
+4
Holders Change %
+2.35%
% of All Funds
3.05%
Holding in Top 10
11
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+37.5%
% of All Funds
0.19%
New
23
Increased
65
Reduced
52
Closed
17
Calls
$328K
Puts
$36K
Net Calls
+$292K
Net Calls Change
-$122K
Name Holding Trade Value Shares
Change
Change in
Stake
CIM
76
Confluence Investment Management
Missouri
$645K +$4.42K +209 +0.7%
PNC Financial Services Group
77
PNC Financial Services Group
Pennsylvania
$644K +$642K +30,400 New
JMPWA
78
JP Morgan Private Wealth Advisors
California
$641K +$527K +24,934 +469%
SWM
79
Stockman Wealth Management
Montana
$637K
CC
80
Claybrook Capital
Massachusetts
$633K +$632K +29,900 New
FFA
81
First Foundation Advisors
California
$631K -$173K -8,191 -22%
NFC
82
Northeast Financial Consultants
Connecticut
$611K
Mirae Asset Global Investments
83
Mirae Asset Global Investments
South Korea
$597K -$289K -13,683 -33%
AllianceBernstein
84
AllianceBernstein
Tennessee
$523K -$92.6K -4,382 -15%
Cambridge Investment Research Advisors
85
Cambridge Investment Research Advisors
Iowa
$502K +$22.2K +1,051 +5%
Stifel Financial
86
Stifel Financial
Missouri
$488K
WAM
87
Weiss Asset Management
Massachusetts
$465K
GC
88
Guggenheim Capital
Illinois
$402K -$293K -13,848 -42%
OC
89
Oppenheimer & Co
New York
$402K +$299K +14,133 +291%
VEA
90
Virtus ETF Advisers
New York
$398K -$42.5K -2,013 -10%
SPIA
91
Steward Partners Investment Advisory
New York
$395K +$394K +18,649 New
First Manhattan
92
First Manhattan
New York
$393K +$252K +11,916 +179%
KBC Group
93
KBC Group
Belgium
$380K -$379K -17,931 -50%
Barclays
94
Barclays
United Kingdom
$374K +$35K +1,654 +10%
MWNA
95
Marshall Wace North America
New York
$374K +$373K +17,664 New
Russell Investments Group
96
Russell Investments Group
United Kingdom
$372K -$693K -32,784 -65%
SW
97
SVB Wealth
Massachusetts
$368K +$32.4K +1,532 +10%
Canada Life
98
Canada Life
Manitoba, Canada
$360K +$83.2K +3,939 +30%
ECM
99
ExodusPoint Capital Management
New York
$328K +$327K +15,487 New
SCA
100
SMH Capital Advisors
Texas
$319K -$5.58K -264 -2%

OCSL Hedge Fund Activity: Q3 2021 in Review

174 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Oaktree Specialty Lending (OCSL) for Q3 2021, worth a combined $599M — up 5.2% from $570M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new OCSL positions and 17 closed out — a net gain of 6 holders — while 65 added to existing stakes and 52 trimmed.

The largest buyer was Oaktree Capital Management, adding an estimated $29.7M. The largest seller was Arrowstreet Capital, cutting an estimated $14.9M.

  • 174 institutional investors held Oaktree Specialty Lending (OCSL) as of Q3 2021, up from 170 in Q2 2021.
  • Funds reported $599M of Oaktree Specialty Lending stock for Q3 2021, up 5.2% quarter-over-quarter.
  • 23 funds opened new Oaktree Specialty Lending positions in Q3 2021 and 17 closed out, a net change of +6 holders.
  • The largest Oaktree Specialty Lending buyer in Q3 2021 was Oaktree Capital Management, an estimated $29.7M added.
  • The largest Oaktree Specialty Lending seller in Q3 2021 was Arrowstreet Capital, an estimated $14.9M sold.

Based on aggregated 13F filings for Q3 2021.