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NZH

Nuveen Calif Div

Delisted

NZH was delisted on the 4th of November, 2016.

28 hedge funds and large institutions have $27M invested in Nuveen Calif Div in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 1

60% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 5

27% more funds holding

Funds holding: 2228 (+6)

20% more capital invested

Capital invested by funds: $22.5M → $27M (+$4.47M)

Holders
28
Holders Change
+6
Holders Change %
+27.27%
% of All Funds
0.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
8
Reduced
5
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$5.39M +$786K +57,499 +18%
GC
2
Guggenheim Capital
Illinois
$4.83M +$1.34M +97,929 +40%
Invesco
3
Invesco
Georgia
$4.35M +$73K +5,336 +2%
LPL Financial
4
LPL Financial
California
$4.24M +$2.54M +186,038 +169%
HS
5
HighVista Strategies
Massachusetts
$1.56M
UBS Group
6
UBS Group
Switzerland
$1.01M +$111K +8,113 +13%
Morgan Stanley
7
Morgan Stanley
New York
$890K -$1.22M -88,918 -59%
Wells Fargo
8
Wells Fargo
California
$860K -$199K -14,530 -19%
CIBC Private Wealth Group
9
CIBC Private Wealth Group
Georgia
$720K -$1.46M -107,075 -68%
IA
10
IFP Advisors
Florida
$528K +$510K +37,296 New
HCM
11
Hollencrest Capital Management
California
$312K
TCM
12
Tradewinds Capital Management
Washington
$304K
LWAC
13
Laurel Wealth Advisors (California)
California
$292K +$282K +20,615 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$282K +$272K +19,900 New
Bank of America
15
Bank of America
North Carolina
$273K -$58.1K -4,248 -18%
DADC
16
D.A. Davidson & Co
Montana
$226K
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$190K +$52.2K +3,819 +40%
OC
18
Oppenheimer & Co
New York
$150K +$2.27K +166 +2%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$150K +$145K +10,600 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$142K +$27.4K +2,000 +25%
SNT
21
Security National Trust
West Virginia
$62K
Creative Planning
22
Creative Planning
Kansas
$49K +$47.2K +3,450 New
MFS
23
MSI Financial Services
Massachusetts
$48K
IWMPD
24
Integrated Wealth Management (Palm Desert)
California
$35K
Deutsche Bank
25
Deutsche Bank
Germany
$28K +$27.4K +2,000 New

NZH Hedge Fund Activity: Q4 2015 in Review

28 of the 3,813 institutional investors tracked by Wall St. Rank reported a position in Nuveen Calif Div (NZH) for Q4 2015, worth a combined $27M — up 20% from $22.5M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new NZH positions and 1 closed out — a net gain of 6 holders — while 8 added to existing stakes and 5 trimmed.

The largest buyer was LPL Financial, adding an estimated $2.54M. The largest seller was CIBC Private Wealth Group, cutting an estimated $1.46M.

  • 28 institutional investors held Nuveen Calif Div (NZH) as of Q4 2015, up from 22 in Q3 2015.
  • Funds reported $27M of Nuveen Calif Div stock for Q4 2015, up 20% quarter-over-quarter.
  • 7 funds opened new Nuveen Calif Div positions in Q4 2015 and 1 closed out, a net change of +6 holders.
  • The largest Nuveen Calif Div buyer in Q4 2015 was LPL Financial, an estimated $2.54M added.
  • The largest Nuveen Calif Div seller in Q4 2015 was CIBC Private Wealth Group, an estimated $1.46M sold.

Based on aggregated 13F filings for Q4 2015.