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NZH

Nuveen Calif Div

Delisted

NZH was delisted on the 4th of November, 2016.

28 hedge funds and large institutions have $12.8M invested in Nuveen Calif Div in 2014 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 5 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

4% more funds holding

Funds holding: 2728 (+1)

8% less capital invested

Capital invested by funds: $13.9M → $12.8M (-$1.11M)

58% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 12

Holders
28
Holders Change
+1
Holders Change %
+3.7%
% of All Funds
0.81%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
5
Reduced
12
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$2.73M -$1.32M -110,589 -33%
HS
2
HighVista Strategies
Massachusetts
$1.41M
LPL Financial
3
LPL Financial
California
$1.31M +$108K +8,987 +9%
AAM
4
Advisors Asset Management
Colorado
$1.17M -$126K -10,496 -10%
Wells Fargo
5
Wells Fargo
California
$1.12M -$427K -35,675 -28%
ACM
6
Akanthos Capital Management
California
$794K
AQR Capital Management
7
AQR Capital Management
Connecticut
$760K +$276K +23,052 +59%
Morgan Stanley
8
Morgan Stanley
New York
$675K -$124K -10,371 -16%
TC
9
TFS Capital
Pennsylvania
$429K +$421K +35,136 New
HCM
10
Hollencrest Capital Management
California
$269K -$58.7K -4,900 -18%
TCM
11
Tradewinds Capital Management
Washington
$263K
DA
12
Doliver Advisors
Texas
$200K -$179K -14,915 -48%
Invesco
13
Invesco
Georgia
$195K -$143K -11,975 -43%
Bank of America
14
Bank of America
North Carolina
$188K -$5.99K -500 -3%
HK
15
Horizon Kinetics
New York
$185K
OC
16
Oppenheimer & Co
New York
$176K -$18.5K -1,547 -10%
FAAS
17
First Allied Advisory Services
California
$169K +$165K +13,816 New
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$148K +$1.8K +150 +1%
MIG
19
Mariner Investment Group
New York
$128K -$280K -23,377 -69%
AllianceBernstein
20
AllianceBernstein
Tennessee
$113K +$110K +9,224 New
WAM
21
Wolverine Asset Management
Illinois
$108K +$107K +8,922 New
U
22
UBS
Switzerland
$76K -$26K -2,169 -26%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$68K +$50.3K +4,197 +300%
SNT
24
Security National Trust
West Virginia
$54K +$52.7K +4,400 New
Citigroup
25
Citigroup
New York
$17K +$3.59K +300 +27%

NZH Hedge Fund Activity: Q1 2014 in Review

28 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in Nuveen Calif Div (NZH) for Q1 2014, worth a combined $12.8M — down 8% from $13.9M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new NZH positions and 4 closed out — a net gain of 1 holder — while 5 added to existing stakes and 12 trimmed.

The largest buyer was TFS Capital, opening a new position worth an estimated $421K. The largest seller was Guggenheim Capital, cutting an estimated $1.32M.

  • 28 institutional investors held Nuveen Calif Div (NZH) as of Q1 2014, up from 27 in Q4 2013.
  • Funds reported $12.8M of Nuveen Calif Div stock for Q1 2014, down 8% quarter-over-quarter.
  • 5 funds opened new Nuveen Calif Div positions in Q1 2014 and 4 closed out, a net change of +1 holder.
  • The largest Nuveen Calif Div buyer in Q1 2014 was TFS Capital, an estimated $421K added.
  • The largest Nuveen Calif Div seller in Q1 2014 was Guggenheim Capital, an estimated $1.32M sold.

Based on aggregated 13F filings for Q1 2014.