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NZH

Nuveen Calif Div

Delisted

NZH was delisted on the 4th of November, 2016.

22 hedge funds and large institutions have $22.5M invested in Nuveen Calif Div in 2015 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more capital invested

Capital invested by funds: $18.7M → $22.5M (+$3.82M)

0% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 6

8% less funds holding

Funds holding: 2422 (-2)

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
22
Holders Change
-2
Holders Change %
-8.33%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
6
Reduced
6
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$4.35M +$298K +22,700 +8%
Invesco
2
Invesco
Georgia
$4.06M -$29.8K -2,268 -0.7%
GC
3
Guggenheim Capital
Illinois
$3.27M +$1.01M +77,049 +46%
CIBC Private Wealth Group
4
CIBC Private Wealth Group
Georgia
$2.12M +$2.07M +157,971 New
Morgan Stanley
5
Morgan Stanley
New York
$2.04M -$214K -16,344 -10%
LPL Financial
6
LPL Financial
California
$1.49M -$35K -2,667 -2%
HS
7
HighVista Strategies
Massachusetts
$1.49M
Wells Fargo
8
Wells Fargo
California
$1.01M -$124K -9,449 -11%
UBS Group
9
UBS Group
Switzerland
$851K +$355K +27,083 +75%
Bank of America
10
Bank of America
North Carolina
$317K +$25.8K +1,967 +9%
HCM
11
Hollencrest Capital Management
California
$296K
TCM
12
Tradewinds Capital Management
Washington
$289K
DADC
13
D.A. Davidson & Co
Montana
$215K +$13.1K +1,000 +7%
VKH
14
Virtu KCG Holdings
New York
$167K +$163K +12,427 New
OC
15
Oppenheimer & Co
New York
$140K +$1.71K +130 +1%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$129K -$65.6K -5,000 -34%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$108K
SNT
18
Security National Trust
West Virginia
$59K
MFS
19
MSI Financial Services
Massachusetts
$46K
IWMPD
20
Integrated Wealth Management (Palm Desert)
California
$34K
Citigroup
21
Citigroup
New York
$18K -$17.2K -1,310 -49%
EMA
22
Efficient Market Advisors
California
$13K
DA
23
Doliver Advisors
Texas
-$324K -25,418 Closed
LCM
24
Landscape Capital Management
New Jersey
-$200K -15,698 Closed
FAAS
25
First Allied Advisory Services
California
-$136K -10,669 Closed

NZH Hedge Fund Activity: Q3 2015 in Review

22 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in Nuveen Calif Div (NZH) for Q3 2015, worth a combined $22.5M — up 20% from $18.7M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of NZH and 2 opened new positions — a net loss of 2 holders — while 6 trimmed existing stakes and 6 added.

The largest buyer was CIBC Private Wealth Group, opening a new position worth an estimated $2.07M. The largest seller was Doliver Advisors, exiting entirely with an estimated $324K sold.

  • 22 institutional investors held Nuveen Calif Div (NZH) as of Q3 2015, down from 24 in Q2 2015.
  • Funds reported $22.5M of Nuveen Calif Div stock for Q3 2015, up 20% quarter-over-quarter.
  • 2 funds opened new Nuveen Calif Div positions in Q3 2015 and 4 closed out, a net change of -2 holders.
  • The largest Nuveen Calif Div buyer in Q3 2015 was CIBC Private Wealth Group, an estimated $2.07M added.
  • The largest Nuveen Calif Div seller in Q3 2015 was Doliver Advisors, an estimated $324K sold.

Based on aggregated 13F filings for Q3 2015.