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NVBU

AllianzIM U.S. Equity Buffer15 Uncapped Nov ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
1
AE Wealth Management
Kansas
$4.14M -$4.66M -170,497 -54%
AIMU
2
Allianz Investment Management US
Minnesota
$3.6M -$642K -23,500 -16%
SI
3
Stephens Inc
Arkansas
$3.42M +$14.1K +515 +0.4%
CWS
4
Cypress Wealth Services
California
$2.82M
SC
5
Savant Capital
Illinois
$1.79M +$40.2K +1,472 +2%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.35M -$139K -5,100 -10%
SRA
7
Secured Retirement Advisors
Minnesota
$727K -$62.2K -2,276 -8%
OMC
8
Old Mission Capital
Illinois
$674K +$367K +13,441 +130%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$479K +$184K +6,722 +66%
Creative Planning
10
Creative Planning
Kansas
$315K
FWM
11
FSR Wealth Management
Illinois
$302K -$44.6K -1,632 -13%
JP Morgan Chase
12
JP Morgan Chase
New York
$283K +$273K +10,000 New
FI
13
FWG Investments
Kentucky
$275K +$30.9K +1,132 +13%
GFG
14
Grantvest Financial Group
New Jersey
$245K +$236K +8,647 New
Barclays
15
Barclays
United Kingdom
$148K -$10K -367 -7%
HI
16
Harbour Investments
Wisconsin
$89.7K
Q1WB
17
Quest 10 Wealth Builders
Virginia
$79.4K -$15.3K -561 -17%
IA
18
IFP Advisors
Florida
$33.7K +$6.83K +250 +27%
UBS Group
19
UBS Group
Switzerland
$7.05K +$6.81K +249 New
Osaic Holdings
20
Osaic Holdings
Arizona
$3.26K -$5.74K -210 -65%
LAS
21
Lloyd Advisory Services
Georgia
-$1.5M -56,272 Closed
BOSSRA
22
B.O.S.S. Retirement Advisors
Utah
-$878K -33,048 Closed
HBS
23
Howard Bailey Securities
Indiana
-$476K -17,917 Closed
AAP
24
Arax Advisory Partners
Colorado
-$417K -15,703 Closed
CPRC
25
Consolidated Portfolio Review Corp
New York
-$358K -13,453 Closed