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NVBU

AllianzIM U.S. Equity Buffer15 Uncapped Nov ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
1
AE Wealth Management
Kansas
$8.42M +$7.98M +316,668 +282,739%
AIMU
2
Allianz Investment Management US
Minnesota
$4.01M -$126K -5,000 -3%
SI
3
Stephens Inc
Arkansas
$3.2M +$67.8K +2,692 +2%
CWS
4
Cypress Wealth Services
California
$2.65M
SC
5
Savant Capital
Illinois
$1.64M +$86.1K +3,416 +6%
LAS
6
Lloyd Advisory Services
Georgia
$1.5M +$1.42M +56,272 New
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.41M
BOSSRA
8
B.O.S.S. Retirement Advisors
Utah
$878K +$833K +33,048 New
SRA
9
Secured Retirement Advisors
Minnesota
$743K +$13.6K +539 +2%
HBS
10
Howard Bailey Securities
Indiana
$476K +$451K +17,917 New
AAP
11
Arax Advisory Partners
Colorado
$417K +$13.7K +545 +4%
CPRC
12
Consolidated Portfolio Review Corp
New York
$358K +$339K +13,453 New
SW
13
SMART Wealth
Nebraska
$344K +$326K +12,949 New
FWM
14
FSR Wealth Management
Illinois
$327K +$310K +12,286 New
Creative Planning
15
Creative Planning
Kansas
$296K -$11.7K -463 -4%
GLR
16
Great Lakes Retirement
Ohio
$290K +$275K +10,897 New
LI
17
LifeWealth Investments
Florida
$283K +$268K +10,656 New
OMC
18
Old Mission Capital
Illinois
$276K +$262K +10,379 New
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$271K -$14K -555 -5%
FI
20
FWG Investments
Kentucky
$228K +$216K +8,571 New
Barclays
21
Barclays
United Kingdom
$148K +$95.4K +3,788 +211%
Q1WB
22
Quest 10 Wealth Builders
Virginia
$89.5K +$84.8K +3,367 New
HI
23
Harbour Investments
Wisconsin
$84.2K
IA
24
IFP Advisors
Florida
$25K +$23.7K +940 New
T
25
Transce3nd
Texas
$17.1K +$16.3K +645 New