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Nuveen ESG High Yield Corporate Bond ETF

35 hedge funds and large institutions have $77.9M invested in Nuveen ESG High Yield Corporate Bond ETF in 2021 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 16 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

220% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 5

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

10% more capital invested

Capital invested by funds: $71.1M → $77.9M (+$6.76M)

6% more funds holding

Funds holding: 3335 (+2)

2.7% less ownership

Funds ownership: 79.61%76.91% (-2.7%)

Holders
35
Holders Change
+2
Holders Change %
+6.06%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
16
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
N
1
Nuveen
North Carolina
$42M -$2.47M -99,994 -6%
Cambridge Investment Research Advisors
2
Cambridge Investment Research Advisors
Iowa
$9.11M +$717K +28,961 +9%
GI
3
Gradient Investments
Minnesota
$6.54M +$4.81M +194,457 +277%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$5.81M +$814K +32,878 +16%
LPL Financial
5
LPL Financial
California
$1.9M +$827K +33,425 +77%
FTUS
6
Flow Traders U.S.
New York
$1.84M +$832K +33,601 +82%
PI
7
PFS Investments
Georgia
$1.66M +$89.3K +3,607 +6%
FLPIM
8
F.L. Putnam Investment Management
Massachusetts
$1.64M +$641K +25,918 +64%
Jane Street
9
Jane Street
New York
$1.33M +$63.4K +2,563 +5%
VAS
10
Vestmark Advisory Solutions
Massachusetts
$566K +$281K +11,361 +98%
Bank of America
11
Bank of America
North Carolina
$561K -$23.2K -939 -4%
HighTower Advisors
12
HighTower Advisors
Illinois
$539K +$541K +21,867 New
Citadel Advisors
13
Citadel Advisors
Florida
$484K -$124K -5,000 -20%
CFIA
14
Cantor Fitzgerald Investment Advisors
New York
$438K -$412K -16,648 -48%
SBL
15
Sargent Bickham Lagudis
Colorado
$431K
BFG
16
Berger Financial Group
Minnesota
$380K +$24.7K +1,000 +7%
BBW
17
Blue Barn Wealth
Utah
$358K
MG
18
Mather Group
Illinois
$340K +$341K +13,763 New
UBS Group
19
UBS Group
Switzerland
$311K +$891 +36 +0.3%
OMC
20
Old Mission Capital
Illinois
$281K +$281K +11,356 New
AF
21
Advisornet Financial
Minnesota
$274K +$25.8K +1,041 +10%
PAG
22
Private Advisor Group
New Jersey
$251K
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$233K +$234K +9,466 New
FCIM
24
Fairview Capital Investment Management
California
$202K
Osaic Holdings
25
Osaic Holdings
Arizona
$95K

NUHY Hedge Fund Activity: Q3 2021 in Review

35 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG High Yield Corporate Bond ETF (NUHY) for Q3 2021, worth a combined $77.9M — up 9.5% from $71.1M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new NUHY positions and 4 closed out — a net gain of 2 holders — while 16 added to existing stakes and 5 trimmed.

The largest buyer was Gradient Investments, adding an estimated $4.81M. The largest seller was Nuveen, cutting an estimated $2.47M.

  • 35 institutional investors held Nuveen ESG High Yield Corporate Bond ETF (NUHY) as of Q3 2021, up from 33 in Q2 2021.
  • Funds reported $77.9M of Nuveen ESG High Yield Corporate Bond ETF stock for Q3 2021, up 9.5% quarter-over-quarter.
  • 6 funds opened new Nuveen ESG High Yield Corporate Bond ETF positions in Q3 2021 and 4 closed out, a net change of +2 holders.
  • The largest Nuveen ESG High Yield Corporate Bond ETF buyer in Q3 2021 was Gradient Investments, an estimated $4.81M added.
  • The largest Nuveen ESG High Yield Corporate Bond ETF seller in Q3 2021 was Nuveen, an estimated $2.47M sold.

Based on aggregated 13F filings for Q3 2021.