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Nuveen ESG High Yield Corporate Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$11.9M +$828K +38,733 +8%
Morgan Stanley
2
Morgan Stanley
New York
$10.2M +$399K +18,669 +4%
Bank of New York Mellon
3
Bank of New York Mellon
New York
$7.9M -$124K -5,787 -2%
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$7.1M +$538K +25,180 +8%
Bank of America
5
Bank of America
North Carolina
$4.34M +$565K +26,453 +15%
SEI Investments
6
SEI Investments
Pennsylvania
$4.2M +$421K +19,679 +11%
LPL Financial
7
LPL Financial
California
$3.52M +$8.78K +411 +0.3%
UBS Group
8
UBS Group
Switzerland
$2.73M +$118K +5,513 +5%
Wells Fargo
9
Wells Fargo
California
$2.44M -$21K -984 -0.9%
SA
10
Stewardship Advisors
Pennsylvania
$2.3M -$2.01M -94,094 -47%
PCIA
11
Prime Capital Investment Advisors
Kansas
$1.32M +$1.32M +61,722 New
AssetMark Inc
12
AssetMark Inc
California
$1.31M -$161K -7,552 -11%
VAS
13
Vestmark Advisory Solutions
Massachusetts
$1.06M -$206K -9,659 -16%
MML Investors Services
14
MML Investors Services
Massachusetts
$1.02M +$769 +36 +0.1%
WWM
15
Western Wealth Management
Colorado
$903K +$142K +6,657 +19%
FNWM
16
Financial Network Wealth Management
Utah
$744K +$3.04K +142 +0.4%
Creative Planning
17
Creative Planning
Kansas
$742K +$6.67K +312 +0.9%
SAG
18
SageView Advisory Group
California
$739K +$3.63K +170 +0.5%
CWA
19
Crux Wealth Advisors
California
$710K +$33.6K +1,573 +5%
BJL
20
Brighton Jones LLC
Washington
$671K +$15.2K +711 +2%
NI
21
Natural Investments
California
$558K +$278K +12,990 +100%
PWM
22
Perigon Wealth Management
California
$504K +$27.4K +1,281 +6%
NA
23
NewEdge Advisors
Louisiana
$497K -$45.6K -2,135 -8%
FTUS
24
Flow Traders U.S.
New York
$469K +$468K +21,880 New
Jane Street
25
Jane Street
New York
$454K -$554K -25,931 -55%