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Nuveen ESG High Yield Corporate Bond ETF

25 hedge funds and large institutions have $65.3M invested in Nuveen ESG High Yield Corporate Bond ETF in 2021 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 2 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

450% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 2

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

25% more funds holding

Funds holding: 2025 (+5)

10% more capital invested

Capital invested by funds: $59.5M → $65.3M (+$5.8M)

2.08% less ownership

Funds ownership: 82.12%80.03% (-2.1%)

Holders
25
Holders Change
+5
Holders Change %
+25%
% of All Funds
0.44%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
11
Reduced
2
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
N
1
Nuveen
North Carolina
$44.5M +$3.68K +148 +0%
Cambridge Investment Research Advisors
2
Cambridge Investment Research Advisors
Iowa
$7.37M +$2.29M +92,149 +45%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$3.88M +$972K +39,119 +33%
Citadel Advisors
4
Citadel Advisors
Florida
$1.98M +$1.99M +79,982 New
PI
5
PFS Investments
Georgia
$1.75M +$290K +11,651 +20%
GI
6
Gradient Investments
Minnesota
$1.57M +$823K +33,094 +108%
LPL Financial
7
LPL Financial
California
$901K +$287K +11,547 +46%
Jane Street
8
Jane Street
New York
$660K -$242K -9,741 -27%
WCFA
9
Walkner Condon Financial Advisors
Wisconsin
$625K -$71.4K -2,874 -10%
Bank of America
10
Bank of America
North Carolina
$567K +$114K +4,576 +25%
BFG
11
Berger Financial Group
Minnesota
$356K +$96.7K +3,891 +37%
AF
12
Advisornet Financial
Minnesota
$248K +$10.3K +413 +4%
UBS Group
13
UBS Group
Switzerland
$231K +$60.1K +2,417 +35%
PAG
14
Private Advisor Group
New Jersey
$202K +$203K +8,176 New
SBL
15
Sargent Bickham Lagudis
Colorado
$159K +$44.6K +1,794 +39%
HI
16
Harbour Investments
Wisconsin
$82K +$82.5K +3,321 New
Osaic Holdings
17
Osaic Holdings
Arizona
$38K
SSC
18
Syverson Strege & Co
Iowa
$35K
4FG
19
4Thought Financial Group
New York
$33K +$33K +1,328 New
WP
20
WealthShield Partners
North Carolina
$33K +$33.6K +1,353 New
US Bancorp
21
US Bancorp
Minnesota
$19K
CFD
22
Creative Financial Designs
Indiana
$17K +$17.2K +692 New
AIC
23
Ameritas Investment Company
Nebraska
$6.68K +$6.71K +270 New
PFGIA
24
Patriot Financial Group Insurance Agency
Massachusetts
$1K
KFAA
25
Klaas Financial Asset Advisors
Illinois
$1K +$1.27K +51 New

NUHY Hedge Fund Activity: Q1 2021 in Review

25 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG High Yield Corporate Bond ETF (NUHY) for Q1 2021, worth a combined $65.3M — up 9.8% from $59.5M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new NUHY positions and 3 closed out — a net gain of 5 holders — while 11 added to existing stakes and 2 trimmed.

The largest buyer was Cambridge Investment Research Advisors, adding an estimated $2.29M. The largest seller was Fisher Asset Management, exiting entirely with an estimated $451K sold.

  • 25 institutional investors held Nuveen ESG High Yield Corporate Bond ETF (NUHY) as of Q1 2021, up from 20 in Q4 2020.
  • Funds reported $65.3M of Nuveen ESG High Yield Corporate Bond ETF stock for Q1 2021, up 9.8% quarter-over-quarter.
  • 8 funds opened new Nuveen ESG High Yield Corporate Bond ETF positions in Q1 2021 and 3 closed out, a net change of +5 holders.
  • The largest Nuveen ESG High Yield Corporate Bond ETF buyer in Q1 2021 was Cambridge Investment Research Advisors, an estimated $2.29M added.
  • The largest Nuveen ESG High Yield Corporate Bond ETF seller in Q1 2021 was Fisher Asset Management, an estimated $451K sold.

Based on aggregated 13F filings for Q1 2021.