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Nuveen ESG US Aggregate Bond ETF

94 hedge funds and large institutions have $214M invested in Nuveen ESG US Aggregate Bond ETF in 2023 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 37 increasing their positions, 31 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 12

26% more capital invested

Capital invested by funds: $170M → $214M (+$44M)

19% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 31

7.17% more ownership

Funds ownership: 62.78%69.96% (+7.2%)

4% more funds holding

Funds holding: 9094 (+4)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
94
Holders Change
+4
Holders Change %
+4.44%
% of All Funds
1.37%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
17
Increased
37
Reduced
31
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$30.3M +$16.6M +776,426 +132%
Cambridge Investment Research Advisors
2
Cambridge Investment Research Advisors
Iowa
$25M -$1.95M -91,464 -8%
Envestnet Portfolio Solutions
3
Envestnet Portfolio Solutions
Illinois
$17.8M +$922K +43,200 +6%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$12.3M -$762K -35,715 -6%
Bank of America
5
Bank of America
North Carolina
$10.1M +$6.2M +290,541 +179%
Bank of New York Mellon
6
Bank of New York Mellon
New York
$7.48M +$7.18M +336,248 New
KOC
7
Koss-Olinger Consulting
Florida
$6.78M +$1.09M +51,072 +20%
WWA
8
WCG Wealth Advisors
Nevada
$6.06M -$32.9K -1,542 -0.6%
Focus Partners Wealth
9
Focus Partners Wealth
Massachusetts
$6.04M +$5.79M +271,447 New
COCM
10
Charter Oak Capital Management
New Hampshire
$5.46M +$217K +10,175 +4%
LPL Financial
11
LPL Financial
California
$5.02M -$548K -25,672 -10%
VAS
12
Vestmark Advisory Solutions
Massachusetts
$4.81M +$248K +11,628 +6%
Creative Planning
13
Creative Planning
Kansas
$3.5M -$78.3K -3,668 -2%
FNWM
14
Financial Network Wealth Management
Utah
$3.31M -$401K -18,802 -11%
CCM
15
Colorado Capital Management
Colorado
$3.03M +$2.31M +108,203 +389%
MMA
16
Miracle Mile Advisors
California
$3.03M +$847K +39,701 +41%
Osaic Holdings
17
Osaic Holdings
Arizona
$2.87M -$65.2K -3,055 -2%
SAG
18
SageView Advisory Group
California
$2.7M -$2.06M -96,373 Closed
PAS
19
Park Avenue Securities
New York
$2.68M -$233K -10,905 -8%
AssetMark Inc
20
AssetMark Inc
California
$2.44M +$155K +7,243 +7%
PAG
21
Private Advisor Group
New Jersey
$2.34M +$78.9K +3,699 +4%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$2.26M -$30.6K -1,432 -1%
SOAG
23
Silver Oak Advisory Group
Oregon
$2.25M +$291K +13,631 +16%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$2.13M -$104K -4,876 -5%
ML
25
Mayport LLC
Massachusetts
$2.09M +$2.01M +94,104 New

NUBD Hedge Fund Activity: Q4 2023 in Review

94 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG US Aggregate Bond ETF (NUBD) for Q4 2023, worth a combined $214M — up 26% from $170M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new NUBD positions and 12 closed out — a net gain of 5 holders — while 37 added to existing stakes and 31 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $16.6M. The largest seller was SageView Advisory Group, exiting entirely with an estimated $2.06M sold.

  • 94 institutional investors held Nuveen ESG US Aggregate Bond ETF (NUBD) as of Q4 2023, up from 90 in Q3 2023.
  • Funds reported $214M of Nuveen ESG US Aggregate Bond ETF stock for Q4 2023, up 26% quarter-over-quarter.
  • 17 funds opened new Nuveen ESG US Aggregate Bond ETF positions in Q4 2023 and 12 closed out, a net change of +5 holders.
  • The largest Nuveen ESG US Aggregate Bond ETF buyer in Q4 2023 was Morgan Stanley, an estimated $16.6M added.
  • The largest Nuveen ESG US Aggregate Bond ETF seller in Q4 2023 was SageView Advisory Group, an estimated $2.06M sold.

Based on aggregated 13F filings for Q4 2023.