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Nuveen ESG US Aggregate Bond ETF

30 hedge funds and large institutions have $34.4M invested in Nuveen ESG US Aggregate Bond ETF in 2019 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 5

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

11% more funds holding

Funds holding: 2730 (+3)

5% less capital invested

Capital invested by funds: $36.2M → $34.4M (-$1.75M)

9.75% less ownership

Funds ownership: 72.79%63.04% (-9.7%)

Holders
30
Holders Change
+3
Holders Change %
+11.11%
% of All Funds
0.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
11
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
N
1
Nuveen
North Carolina
$17.4M -$7.28M -297,700 -30%
Jane Street
2
Jane Street
New York
$3.35M +$665K +27,212 +25%
UBS Group
3
UBS Group
Switzerland
$2.68M +$56.4K +2,306 +2%
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$2.06M +$1.82M +74,544 +897%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$1.12M -$535K -21,874 -33%
Bank of America
6
Bank of America
North Carolina
$999K +$65.1K +2,664 +7%
BSWM
7
Boston Standard Wealth Management
Massachusetts
$874K +$865K +35,389 New
CJA
8
C-J Advisory
California
$864K +$16.4K +669 +2%
LPL Financial
9
LPL Financial
California
$828K +$107K +4,381 +15%
UB
10
UMB Bank
Missouri
$811K -$98.4K -4,027 -11%
GI
11
Gradient Investments
Minnesota
$778K +$347K +14,207 +83%
MWM
12
Mission Wealth Management
California
$662K +$445K +18,222 +216%
APP
13
Avantax Planning Partners
Iowa
$653K +$642K +26,276 New
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$482K +$46.3K +1,896 +11%
AGA
15
Arkos Global Advisors
Texas
$408K +$31.4K +1,284 +8%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$125K -$18.6K -759 -13%
WP
17
WealthShield Partners
North Carolina
$124K +$122K +4,976 New
CI
18
CX Institutional
Indiana
$70K
AIM
19
Advantage Investment Management
Iowa
$25K
WF
20
WealthTrust Fairport
Ohio
$23K +$7.8K +319 +52%
AF
21
Advisornet Financial
Minnesota
$22K +$22K +900 New
FANJ
22
Financial Architects (New Jersey)
New Jersey
$20K -$17.6K -722 -48%
AG
23
Advisor Group
Arizona
$17K
LFG
24
LifePlan Financial Group
Ohio
$16K
MM
25
Main Management
California
$13K

NUBD Hedge Fund Activity: Q1 2019 in Review

30 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG US Aggregate Bond ETF (NUBD) for Q1 2019, worth a combined $34.4M — down 4.8% from $36.2M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new NUBD positions and 3 closed out — a net gain of 3 holders — while 11 added to existing stakes and 5 trimmed.

The largest buyer was Cambridge Investment Research Advisors, adding an estimated $1.82M. The largest seller was Nuveen, cutting an estimated $7.28M.

  • 30 institutional investors held Nuveen ESG US Aggregate Bond ETF (NUBD) as of Q1 2019, up from 27 in Q4 2018.
  • Funds reported $34.4M of Nuveen ESG US Aggregate Bond ETF stock for Q1 2019, down 4.8% quarter-over-quarter.
  • 6 funds opened new Nuveen ESG US Aggregate Bond ETF positions in Q1 2019 and 3 closed out, a net change of +3 holders.
  • The largest Nuveen ESG US Aggregate Bond ETF buyer in Q1 2019 was Cambridge Investment Research Advisors, an estimated $1.82M added.
  • The largest Nuveen ESG US Aggregate Bond ETF seller in Q1 2019 was Nuveen, an estimated $7.28M sold.

Based on aggregated 13F filings for Q1 2019.