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Nuveen ESG US Aggregate Bond ETF

35 hedge funds and large institutions have $26.2M invested in Nuveen ESG US Aggregate Bond ETF in 2019 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 2 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

950% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 2

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

17% more funds holding

Funds holding: 3035 (+5)

5.65% less ownership

Funds ownership: 49.5%43.85% (-5.7%)

11% less capital invested

Capital invested by funds: $29.3M → $26.2M (-$3.1M)

Holders
35
Holders Change
+5
Holders Change %
+16.67%
% of All Funds
0.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
21
Reduced
2
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$4.38M +$1.73M +67,691 +66%
Cambridge Investment Research Advisors
2
Cambridge Investment Research Advisors
Iowa
$4.08M +$892K +34,840 +28%
LPL Financial
3
LPL Financial
California
$2.12M +$468K +18,275 +28%
APP
4
Avantax Planning Partners
Iowa
$1.8M +$1.1M +43,099 +160%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$1.76M +$554K +21,645 +46%
BSWM
6
Boston Standard Wealth Management
Massachusetts
$1.33M +$49.7K +1,942 +4%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.25M +$1.12M +43,594 +837%
MWM
8
Mission Wealth Management
California
$1.23M +$143K +5,598 +13%
CJA
9
C-J Advisory
California
$1.09M +$134K +5,227 +14%
GI
10
Gradient Investments
Minnesota
$1.06M +$140K +5,448 +15%
Bank of America
11
Bank of America
North Carolina
$1.01M -$42.7K -1,669 -4%
LGWM
12
Litman Gregory Wealth Management
California
$903K +$414K +16,168 +85%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$818K +$312K +12,170 +62%
AF
14
Advisornet Financial
Minnesota
$517K +$491K +19,184 +2,132%
SWP
15
Stratos Wealth Partners
Ohio
$469K +$973 +38 +0.2%
MIAN
16
Mariner Independent Advisor Network
Kansas
$418K +$8.96K +350 +2%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$343K -$353K -13,791 -51%
CCM
18
Canal Capital Management
Virginia
$297K +$27.6K +1,078 +10%
HighTower Advisors
19
HighTower Advisors
Illinois
$275K +$274K +10,681 New
AGA
20
Arkos Global Advisors
Texas
$228K +$9.63K +376 +4%
SFS
21
Sowell Financial Services
Arkansas
$219K +$218K +8,499 New
WP
22
WealthShield Partners
North Carolina
$128K +$127K +4,976 New
FAAS
23
First Allied Advisory Services
California
$89K +$88.7K +3,464 New
BWP
24
Baldwin Wealth Partners
Massachusetts
$85K +$84.5K +3,300 New
AssetMark Inc
25
AssetMark Inc
California
$80K +$80K +3,122 New

NUBD Hedge Fund Activity: Q3 2019 in Review

35 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG US Aggregate Bond ETF (NUBD) for Q3 2019, worth a combined $26.2M — down 11% from $29.3M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new NUBD positions and 2 closed out — a net gain of 5 holders — while 21 added to existing stakes and 2 trimmed.

The largest buyer was UBS Group, adding an estimated $1.73M. The largest seller was Nuveen, exiting entirely with an estimated $11.5M sold.

  • 35 institutional investors held Nuveen ESG US Aggregate Bond ETF (NUBD) as of Q3 2019, up from 30 in Q2 2019.
  • Funds reported $26.2M of Nuveen ESG US Aggregate Bond ETF stock for Q3 2019, down 11% quarter-over-quarter.
  • 7 funds opened new Nuveen ESG US Aggregate Bond ETF positions in Q3 2019 and 2 closed out, a net change of +5 holders.
  • The largest Nuveen ESG US Aggregate Bond ETF buyer in Q3 2019 was UBS Group, an estimated $1.73M added.
  • The largest Nuveen ESG US Aggregate Bond ETF seller in Q3 2019 was Nuveen, an estimated $11.5M sold.

Based on aggregated 13F filings for Q3 2019.