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Nuveen ESG US Aggregate Bond ETF

43 hedge funds and large institutions have $38.9M invested in Nuveen ESG US Aggregate Bond ETF in 2019 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 22 increasing their positions, 4 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

450% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 2

450% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 4

48% more capital invested

Capital invested by funds: $26.2M → $38.9M (+$12.6M)

23% more funds holding

Funds holding: 3543 (+8)

6.83% more ownership

Funds ownership: 43.85%50.68% (+6.8%)

Holders
43
Holders Change
+8
Holders Change %
+22.86%
% of All Funds
0.85%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
22
Reduced
4
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$235K +$237K +9,219 New
EH
27
Equitable Holdings
New York
$227K +$228K +8,881 New
RJFSA
28
Raymond James Financial Services Advisors
Florida
$223K +$224K +8,721 New
RJA
29
Raymond James & Associates
Florida
$207K +$207K +8,083 New
CFIA
30
Cantor Fitzgerald Investment Advisors
New York
$201K +$202K +7,876 New
AssetMark Inc
31
AssetMark Inc
California
$192K +$112K +4,375 +140%
PFGIA
32
Patriot Financial Group Insurance Agency
Massachusetts
$142K +$88.8K +3,459 +164%
WP
33
WealthShield Partners
North Carolina
$127K
BWP
34
Baldwin Wealth Partners
Massachusetts
$84K
SFS
35
Sowell Financial Services
Arkansas
$80K -$138K -5,378 -63%
CI
36
CX Institutional
Indiana
$72K
IWP
37
IAG Wealth Partners
Wisconsin
$58K +$58.2K +2,268 New
FHA
38
Flagship Harbor Advisors
Massachusetts
$20K
LFG
39
LifePlan Financial Group
Ohio
$16K
FANJ
40
Financial Architects (New Jersey)
New Jersey
$15K -$5.26K -205 -26%
Citigroup
41
Citigroup
New York
$12K
PG
42
Proffitt & Goodson
Tennessee
$8K +$436 +17 +6%
SF
43
Synovus Financial
Georgia
$7K +$3.72K +145 +112%
Susquehanna International Group
44
Susquehanna International Group
Pennsylvania
-$343K -13,327 Closed
FAAS
45
First Allied Advisory Services
California
-$89K -3,464 Closed

NUBD Hedge Fund Activity: Q4 2019 in Review

43 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG US Aggregate Bond ETF (NUBD) for Q4 2019, worth a combined $38.9M — up 48% from $26.2M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new NUBD positions and 2 closed out — a net gain of 9 holders — while 22 added to existing stakes and 4 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $1.84M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $343K sold.

  • 43 institutional investors held Nuveen ESG US Aggregate Bond ETF (NUBD) as of Q4 2019, up from 35 in Q3 2019.
  • Funds reported $38.9M of Nuveen ESG US Aggregate Bond ETF stock for Q4 2019, up 48% quarter-over-quarter.
  • 11 funds opened new Nuveen ESG US Aggregate Bond ETF positions in Q4 2019 and 2 closed out, a net change of +9 holders.
  • The largest Nuveen ESG US Aggregate Bond ETF buyer in Q4 2019 was Envestnet Asset Management, an estimated $1.84M added.
  • The largest Nuveen ESG US Aggregate Bond ETF seller in Q4 2019 was Susquehanna International Group, an estimated $343K sold.

Based on aggregated 13F filings for Q4 2019.