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NPP

NUVEEN PERFORMANCE+MUN FUND
NPP

Delisted

NPP was delisted on the 9th of September, 2016.

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Name Holding Trade Value Shares
Change 		Change in
Stake
UR
26
USCA RIA
Texas
– -$480K -29,084 Closed
HCM
27
Hollencrest Capital Management
California
– -$459K -27,830 Closed
RJT
28
Raymond James Trust
Florida
– -$454K -27,500 Closed
1IA
29
1834 Investment Advisors
Wisconsin
– -$388K -23,500 Closed
Northern Trust
30
Northern Trust
Illinois
– -$3K -21,718 Closed
WB
31
WesBanco Bank
West Virginia
– -$324K -19,625 Closed
DA
32
Doliver Advisors
Texas
– -$321K -19,438 Closed
VC
33
Vicus Capital
Pennsylvania
– -$311K -18,835 Closed
WTC
34
WhitTier Trust Company
Nevada
– -$288K -17,450 Closed
SSB
35
Sandy Spring Bank
Maryland
– -$266K -16,115 Closed
HSA
36
HBK Sorce Advisory
Pennsylvania
– -$265K -16,050 Closed
1832 Asset Management
37
1832 Asset Management
Ontario, Canada
– -$266K -16,000 Closed
VKH
38
Virtu KCG Holdings
New York
– -$263K -15,901 Closed
HighTower Advisors
39
HighTower Advisors
Illinois
– -$262K -15,850 Closed
WT
40
Whittier Trust
California
– -$261K -15,815 Closed
Royal Bank of Canada
41
Royal Bank of Canada
Ontario, Canada
– -$252K -15,244 Closed
MRI
42
Mad River Investors
Massachusetts
– -$246K -14,900 Closed
CRC
43
Curi RMB Capital
Illinois
– -$245K -14,822 Closed
LCM
44
Laurion Capital Management
New York
– -$239K -14,489 Closed
DHFB
45
Dixon Hubard Feinour & Brown
Virginia
– -$236K -14,299 Closed
SBWM
46
Sunflower Bank Wealth Management
Arizona
– -$230K -13,969 Closed
SFWA
47
Summit Financial Wealth Advisors
Louisiana
– -$226K -13,700 Closed
Mariner
48
Mariner
Kansas
– -$224K -13,590 Closed
LTFS
49
Ladenburg Thalmann Financial Services
Florida
– -$205K -12,449 Closed
MFS
50
MSI Financial Services
Massachusetts
– -$197K -11,944 Closed
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