Nomura Holdings
91 hedge funds and large institutions have $241M invested in Nomura Holdings in 2013 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 33 increasing their positions, 25 reducing their positions, and 21 closing their positions.
115% more call options, than puts
Call options by funds: $1.44M | Put options by funds: $667K
32% more repeat investments, than reductions
Existing positions increased: 33 | Existing positions reduced: 25
4% more capital invested
Capital invested by funds: $232M → $241M (+$8.74M)
0.02% more ownership
Funds ownership: 0.76% → 0.78% (+0.02%)
6% less funds holding
Funds holding: 97 → 91 (-6)
24% less first-time investments, than exits
New positions opened: 16 | Existing positions closed: 21
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Neuberger Berman Group
New York
|
+$22M |
| 2 |
Fidelity Investments
Boston,
Massachusetts
|
+$4.44M |
| 3 |
JP Morgan Chase
New York
|
+$3.61M |
| 4 |
Bank of New York Mellon
New York
|
+$2.65M |
| 5 |
Jane Street
New York
|
+$2.27M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
GC
Gratry & Company
Beachwood,
Ohio
|
-$6.6M |
| 2 |
BTS
BB&T Securities
Richmond,
Virginia
|
-$6.46M |
| 3 |
AG
Aperio Group
Sausalito,
California
|
-$5.57M |
| 4 |
RIG
Roosevelt Investment Group
New York
|
-$4.16M |
| 5 |
Lazard Asset Management
New York
|
-$3.23M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
G
101
GlobalBridge
Minneapolis,
Minnesota
| – | -$267K | -34,139 | Closed |
|
|
HW
102
Hancock Whitney
Gulfport,
Mississippi
| – | -$150K | -19,151 | Closed |
|
|
ECM
103
ETrade Capital Management
Arlington,
Virginia
| – | -$149K | -19,033 | Closed |
|
104
Envestnet Asset Management
Chicago,
Illinois
| – | -$90.2K | -11,812 | -100% |
|
|
FIM
105
Freedom Investment Management
Hartford,
Connecticut
| – | -$87K | -11,191 | Closed |
|
|
SAG
106
Sterne Agee Group
Birmingham,
Alabama
| – | -$87K | -11,120 | Closed |
|
|
RCM
107
Reynolds Capital Management
Las Vegas,
Nevada
| – | -$85K | -10,900 | Closed |
|
|
PC
108
Passport Capital
San Francisco,
California
| – | -$79K | -10,113 | Closed |
|
|
EWM
109
Edge Wealth Management
New York
| – | -$10K | -1,300 | Closed |
|
|
EWM
110
Evercore Wealth Management
New York
| – | -$5K | -612 | Closed |
|
|
NES
111
New England Securities
New York
| – | -$1K | -191 | Closed |
|
NMR Hedge Fund Activity: Q4 2013 in Review
91 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Nomura Holdings (NMR) for Q4 2013, worth a combined $241M — up 3.8% from $232M a quarter earlier.
Sellers outnumbered buyers: 21 funds closed out of NMR and 16 opened new positions — a net loss of 5 holders — while 25 trimmed existing stakes and 33 added.
The largest buyer was Neuberger Berman Group, adding an estimated $22M. The largest seller was Gratry & Company, cutting an estimated $6.6M.
- 91 institutional investors held Nomura Holdings (NMR) as of Q4 2013, down from 97 in Q3 2013.
- Funds reported $241M of Nomura Holdings stock for Q4 2013, up 3.8% quarter-over-quarter.
- 16 funds opened new Nomura Holdings positions in Q4 2013 and 21 closed out, a net change of -5 holders.
- The largest Nomura Holdings buyer in Q4 2013 was Neuberger Berman Group, an estimated $22M added.
- The largest Nomura Holdings seller in Q4 2013 was Gratry & Company, an estimated $6.6M sold.
Based on aggregated 13F filings for Q4 2013.