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New Mountain Finance

Name Holding Trade Value Shares
Change
Change in
Stake
OC
76
Oppenheimer & Co
New York
$226K -$79.8K -5,835 -26%
CA
77
Cetera Advisors
Colorado
$220K -$13.7K -1,000 -6%
SGCA
78
Steel Grove Capital Advisors
Tennessee
$217K +$5.17K +378 +2%
LTFS
79
Ladenburg Thalmann Financial Services
Florida
$196K -$140K -10,210 -42%
EB
80
Eastern Bank
Massachusetts
$190K
State Street
81
State Street
Massachusetts
$181K -$398K -29,100 -69%
KCM
82
Kempner Capital Management
Texas
$171K
D.E. Shaw & Co
83
D.E. Shaw & Co
New York
$167K -$2.89M -211,234 -95%
IC
84
InterOcean Capital
Illinois
$152K -$8.2K -600 -5%
NL
85
NWAM LLC
Washington
$151K
California Public Employees Retirement System
86
California Public Employees Retirement System
California
$139K
EFS
87
Essex Financial Services
Connecticut
$138K +$137K +10,000 New
GH
88
GAM Holding
Switzerland
$114K +$113K +8,300 New
TRCT
89
Tower Research Capital (TRC)
New York
$85K +$84.5K +6,183 New
CPIG
90
Chicago Partners Investment Group
Illinois
$76K +$793 +58 +1%
IA
91
IFP Advisors
Florida
$68K +$20.6K +1,508 +44%
Fifth Third Bancorp
92
Fifth Third Bancorp
Ohio
$62K
JP Morgan Chase
93
JP Morgan Chase
New York
$60K -$601K -43,980 -91%
GXMC
94
Global X Management Company
New York
$50K +$22.8K +1,670 +85%
Creative Planning
95
Creative Planning
Kansas
$49K +$22.9K +1,677 +90%
MFS
96
MSI Financial Services
Massachusetts
$39K
BFEC
97
Benjamin F. Edwards & Company
Missouri
$28K +$14K +1,027 +103%
JIC
98
Joel Isaacson & Co
New York
$28K +$27.3K +2,000 New
Simplex Trading
99
Simplex Trading
Illinois
$26K +$26.7K +1,956 New
Manulife (Manufacturers Life Insurance)
100
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$24K