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New Mountain Finance

Name Holding Trade Value Shares
Change
Change in
Stake
Aberdeen Group
51
Aberdeen Group
United Kingdom
$845K
BI
52
Bramshill Investments
Florida
$808K -$88.5K -6,388 -10%
SMH
53
Sanders Morris Harris
Texas
$791K +$811K +58,575 New
OC
54
Oppenheimer & Co
New York
$718K +$104K +7,531 +17%
Commonwealth Equity Services
55
Commonwealth Equity Services
Massachusetts
$700K +$169K +12,219 +31%
Bank of America
56
Bank of America
North Carolina
$654K +$42.4K +3,062 +7%
GCP
57
GSA Capital Partners
United Kingdom
$653K +$395K +28,513 +144%
PI
58
PineBridge Investments
New York
$645K +$197K +14,253 +43%
Goldman Sachs
59
Goldman Sachs
New York
$621K +$637K +45,992 New
PA
60
Perennial Advisors
New York
$531K +$13.3K +957 +2%
DIM
61
DC Investments Management
Virginia
$521K -$10.2K -733 -2%
Assenagon Asset Management
62
Assenagon Asset Management
Luxembourg
$513K +$526K +38,018 New
LTFS
63
Ladenburg Thalmann Financial Services
Florida
$457K -$185K -13,367 -28%
RIL
64
Rothschild Investment LLC
Illinois
$453K
Northern Trust
65
Northern Trust
Illinois
$449K +$55.1K +3,982 +14%
Deutsche Bank
66
Deutsche Bank
Germany
$435K +$397K +28,661 +805%
Creative Planning
67
Creative Planning
Kansas
$414K +$98.4K +7,102 +30%
BRF
68
B. Riley Financial
California
$405K
CIBC Private Wealth Group
69
CIBC Private Wealth Group
Georgia
$388K -$31.9K -2,300 -7%
WS
70
Wedbush Securities
California
$387K +$109K +7,875 +38%
Marshall Wace
71
Marshall Wace
United Kingdom
$386K +$396K +28,562 New
State of Tennessee, Department of Treasury
72
State of Tennessee, Department of Treasury
Tennessee
$385K +$160K +11,582 +68%
SCM
73
Shelton Capital Management
Colorado
$362K
TC
74
Telemus Capital
Michigan
$351K
LPL Financial
75
LPL Financial
California
$351K +$43.6K +3,149 +14%