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New Mountain Finance

Name Holding Trade Value Shares
Change
Change in
Stake
Capital Fund Management (CFM)
51
Capital Fund Management (CFM)
France
$647K -$55.5K -4,200 -8%
LTFS
52
Ladenburg Thalmann Financial Services
Florida
$619K -$140K -10,596 -18%
OC
53
Oppenheimer & Co
New York
$607K +$13.4K +1,016 +2%
Bank of America
54
Bank of America
North Carolina
$599K +$164K +12,425 +37%
Nuveen Fund Advisors
55
Nuveen Fund Advisors
Illinois
$563K -$46.2K -3,496 -8%
DIM
56
DC Investments Management
Virginia
$557K -$61.2K -4,637 -10%
Creative Planning
57
Creative Planning
Kansas
$552K +$57.1K +4,321 +11%
SGI
58
Summit Global Investments
Utah
$517K +$7.99K +605 +2%
Arrowstreet Capital
59
Arrowstreet Capital
Massachusetts
$512K -$2.99M -226,278 -85%
PA
60
Perennial Advisors
New York
$505K -$22.1K -1,675 -4%
BCM
61
BlueCrest Capital Management
Jersey
$500K +$502K +37,991 New
Northern Trust
62
Northern Trust
Illinois
$480K -$23.9K -1,812 -5%
PI
63
PineBridge Investments
New York
$443K +$74.3K +5,627 +20%
RIL
64
Rothschild Investment LLC
Illinois
$441K
HighTower Advisors
65
HighTower Advisors
Illinois
$414K -$672K -50,869 -62%
Goldman Sachs
66
Goldman Sachs
New York
$412K -$1.16M -87,912 -74%
CIBC Private Wealth Group
67
CIBC Private Wealth Group
Georgia
$408K +$2.64K +200 +0.6%
BRF
68
B. Riley Financial
California
$395K
SGCA
69
Steel Grove Capital Advisors
Tennessee
$371K +$7.01K +531 +2%
SCM
70
Shelton Capital Management
Colorado
$352K
Commonwealth Equity Services
71
Commonwealth Equity Services
Massachusetts
$347K -$22.6K -1,710 -6%
TC
72
Telemus Capital
Michigan
$342K -$581K -44,000 -63%
LPL Financial
73
LPL Financial
California
$334K +$47.1K +3,570 +16%
DTL
74
Dynamic Technology Lab
Singapore
$328K -$11.2K -851 -3%
EGA
75
Eagle Global Advisors
Texas
$325K +$105K +7,932 +47%