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New Mountain Finance

Name Holding Trade Value Shares
Change
Change in
Stake
AIM
51
Allen Investment Management
New York
$510K -$194K -14,145 -27%
YCM
52
Yakira Capital Management
Connecticut
$498K -$569K -41,376 -52%
Bank of New York Mellon
53
Bank of New York Mellon
New York
$479K -$287K -20,897 -36%
RIL
54
Rothschild Investment LLC
Illinois
$460K
Citigroup
55
Citigroup
New York
$418K -$10.2K -744 -2%
Cambridge Investment Research Advisors
56
Cambridge Investment Research Advisors
Iowa
$392K +$30.5K +2,218 +8%
CIBC World Market
57
CIBC World Market
Ontario, Canada
$387K +$28.5K +2,075 +8%
LPL Financial
58
LPL Financial
California
$382K +$237K +17,238 +141%
ICAS
59
Investors Capital Advisory Services
Massachusetts
$351K +$29.3K +2,128 +9%
OC
60
Oppenheimer & Co
New York
$323K +$126K +9,188 +59%
AL
61
Airain Ltd
Guernsey
$317K +$184K +13,382 +122%
DCM
62
Dialectic Capital Management
Connecticut
$296K +$312K +22,700 New
HI
63
Horizon Investments
North Carolina
$269K -$11.2K -815 -4%
FFS
64
Founders Financial Securities
Maryland
$266K -$9.17K -667 -3%
CAMG
65
CWA Asset Management Group
Florida
$256K +$270K +19,650 New
Commonwealth Equity Services
66
Commonwealth Equity Services
Massachusetts
$235K -$15.7K -1,145 -6%
NL
67
NWAM LLC
Washington
$235K +$687 +50 +0.3%
PI
68
PineBridge Investments
New York
$218K +$68.4K +4,975 +42%
LCS
69
Levin Capital Strategies
New York
$205K +$217K +15,756 New
CG
70
Cutler Group
California
$203K +$214K +15,604 New
SPC
71
Sigma Planning Corp
Michigan
$202K +$57.5K +4,185 +37%
LTFS
72
Ladenburg Thalmann Financial Services
Florida
$183K +$28.3K +2,057 +17%
EB
73
Eastern Bank
Massachusetts
$180K
IC
74
InterOcean Capital
Illinois
$162K +$171K +12,420 New
KCM
75
Kempner Capital Management
Texas
$161K