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NGZ

Allianzgi Global Equity & Conv Inc Fund
NGZ

Delisted

NGZ was delisted on the 24th of January, 2014.

20 hedge funds and large institutions have $31M invested in Allianzgi Global Equity & Conv Inc Fund in 2013 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 3 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

34% more capital invested

Capital invested by funds: $23.2M → $31M (+$7.83M)

25% more funds holding

Funds holding: 1620 (+4)

40% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 5

Holders
20
Holders Change
+4
Holders Change %
+25%
% of All Funds
0.58%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
3
Reduced
5
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$22.5M +$3.27M +207,699 +16%
RCM
2
Robinson Capital Management
Michigan
$2.4M +$2.59M +164,043 New
Morgan Stanley
3
Morgan Stanley
New York
$1.67M -$106K -6,734 -6%
SFS
4
Shaker Financial Services
Virginia
$1.28M +$1.32M +83,743 New
GC
5
Guggenheim Capital
Illinois
$585K +$107K +6,817 +22%
B
6
Baird
Wisconsin
$583K -$74.7K -4,735 -11%
Wells Fargo
7
Wells Fargo
California
$431K -$101K -6,393 -19%
TC
8
TFS Capital
Pennsylvania
$350K +$360K +22,859 New
HCM
9
Hollencrest Capital Management
California
$295K +$304K +19,272 New
SG Americas Securities
10
SG Americas Securities
New York
$237K +$243K +15,423 New
Citigroup
11
Citigroup
New York
$210K
Bank of America
12
Bank of America
North Carolina
$120K -$22K -1,395 -15%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$99K +$31.5K +2,000 +44%
MFS
14
MSI Financial Services
Massachusetts
$84K
U
15
UBS
Switzerland
$58K -$26.2K -1,659 -31%
BBPWM
16
Blue Bell Private Wealth Management
Pennsylvania
$20K +$20.5K +1,300 New
HF
17
Hoxton Financial
West Virginia
$18K
Bank of Montreal
18
Bank of Montreal
Ontario, Canada
$15K
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$15K
WCM
20
Wealthcare Capital Management
Virginia
$2K
Nomura Holdings
21
Nomura Holdings
Japan
-$8K -500 Closed
TRCT
22
Tower Research Capital (TRC)
New York
-$3K -196 Closed

NGZ Hedge Fund Activity: Q4 2013 in Review

20 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Allianzgi Global Equity & Conv Inc Fund (NGZ) for Q4 2013, worth a combined $31M — up 34% from $23.2M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new NGZ positions and 2 closed out — a net gain of 4 holders — while 3 added to existing stakes and 5 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $3.27M. The largest seller was Morgan Stanley, cutting an estimated $106K.

  • 20 institutional investors held Allianzgi Global Equity & Conv Inc Fund (NGZ) as of Q4 2013, up from 16 in Q3 2013.
  • Funds reported $31M of Allianzgi Global Equity & Conv Inc Fund stock for Q4 2013, up 34% quarter-over-quarter.
  • 6 funds opened new Allianzgi Global Equity & Conv Inc Fund positions in Q4 2013 and 2 closed out, a net change of +4 holders.
  • The largest Allianzgi Global Equity & Conv Inc Fund buyer in Q4 2013 was Advisors Asset Management, an estimated $3.27M added.
  • The largest Allianzgi Global Equity & Conv Inc Fund seller in Q4 2013 was Morgan Stanley, an estimated $106K sold.

Based on aggregated 13F filings for Q4 2013.