NGZ

ALLIANZGI GLOBAL EQUITY & CONV INC FND COM SHS OF BENE INT
NGZ

Delisted

NGZ was delisted on the 24th of January, 2014.

20 hedge funds and large institutions have $31M invested in ALLIANZGI GLOBAL EQUITY & CONV INC FND COM SHS OF BENE INT in 2013 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 3 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
20
Holders Change
+4
Holders Change %
+25%
% of All Funds
0.58%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
6
Increased
3
Reduced
5
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$22.5M +$3.19M +207,699 +16%
RCM
2
Robinson Capital Management
Michigan
$2.4M +$2.4M +164,043 New
Morgan Stanley
3
Morgan Stanley
New York
$1.67M -$103K -6,734 -6%
SFS
4
Shaker Financial Services
Virginia
$1.28M +$1.28M +83,743 New
GC
5
Guggenheim Capital
Illinois
$585K +$105K +6,817 +22%
B
6
Baird
Wisconsin
$583K -$72.4K -4,735 -11%
Wells Fargo
7
Wells Fargo
California
$431K -$97.9K -6,393 -19%
TC
8
TFS Capital
Pennsylvania
$350K +$350K +22,859 New
HCM
9
Hollencrest Capital Management
California
$295K +$295K +19,272 New
SG Americas Securities
10
SG Americas Securities
New York
$237K +$237K +15,423 New
Citigroup
11
Citigroup
New York
$210K
Bank of America
12
Bank of America
North Carolina
$120K -$21.4K -1,395 -15%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$99K +$30.5K +2,000 +44%
MFS
14
MSI Financial Services
Massachusetts
$84K
U
15
UBS
Switzerland
$58K -$25.5K -1,659 -31%
BBPWM
16
Blue Bell Private Wealth Management
Pennsylvania
$20K +$20K +1,300 New
HF
17
Hoxton Financial
West Virginia
$18K
Bank of Montreal
18
Bank of Montreal
Ontario, Canada
$15K
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$15K
WCM
20
Wealthcare Capital Management
Virginia
$2K
Nomura Holdings
21
Nomura Holdings
Japan
-$8K -500 Closed
TRCT
22
Tower Research Capital (TRC)
New York
-$3K -196 Closed